UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1326
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.7B
| $25M | 0.01% |
673,814
+3,356
| +0.5% | +$130K |
|
1327
Raymond James Financial
RJF
$34.4B
| $25M | 0.01% |
270,804
-41,340
| -13% | -$3.7M |
|
1328
iShares US Financial Services ETF
IYG
$2.21B
| $25M | 0.01% |
398,250
+600
| +0.2% | +$37.7K |
|
1329
PUT
Honeywell
HON
$76.3B
| $25M | 0.01% |
124,750
+74,376
| +148% | +$15.9M |
|
1330
CALL
TSMC
TSM
$2.17T
| $24.9M | 0.01% |
223,346
+104,656
| +88% | +$12.3M |
|
|
XIFR
1331
XPLR Infrastructure LP
XIFR
$1.08B
| $24.9M | 0.01% |
330,359
+37,011
| +13% | +$2.89M |
|
|
NBIS
1332
Nebius Group N.V.
NBIS
$48.2B
| $24.9M | 0.01% |
312,351
-118,709
| -28% | -$8.65M |
|
1333
XPO
XPO
$23B
| $24.9M | 0.01% |
525,656
-396,236
| -43% | -$19.9M |
|
|
K
1334
DELISTED
Kellanova
K
| $24.8M | 0.01% |
413,794
-8,737
| -2% | -$524K |
|
1335
Molson Coors Class B
TAP
$7.95B
| $24.8M | 0.01% |
535,434
+42,014
| +9% | +$2.05M |
|
1336
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.78B
| $24.8M | 0.01% |
278,508
+8,416
| +3% | +$766K |
|
1337
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
| $24.8M | 0.01% |
507,559
-29,445
| -5% | -$1.5M |
|
1338
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
| $24.8M | 0.01% |
253,484
+6,509
| +3% | +$648K |
|
|
XEC
1339
DELISTED
CIMAREX ENERGY CO
XEC
| $24.7M | 0.01% |
283,702
-37,808
| -12% | -$2.62M |
|
1340
Houlihan Lokey
HLI
$8.92B
| $24.7M | 0.01% |
268,569
-10,755
| -4% | -$943K |
|
1341
State Street SPDR S&P Transportation ETF
XTN
$395M
| $24.7M | 0.01% |
285,270
-15,040
| -5% | -$1.28M |
|
1342
Cohen & Steers Infrastructure Fund
UTF
$3.05B
| $24.7M | 0.01% |
910,533
+3,914
| +0.4% | +$111K |
|
1343
CALL
ZTO Express
ZTO
$18.3B
| $24.6M | 0.01% |
801,840
+35,720
| +5% | +$1.02M |
|
1344
CALL
CME Group
CME
$95B
| $24.5M | 0.01% |
126,853
| – | – |
|
|
ETRN
1345
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
| $24.5M | 0.01% |
2,418,887
+519,790
| +27% | +$4.58M |
|
1346
CALL
AGNC Investment
AGNC
$12.6B
| $24.5M | 0.01% |
1,553,700
-12,500
| -0.8% | -$202K |
|
1347
PUT
Medtronic
MDT
$110B
| $24.4M | 0.01% |
194,794
-49,100
| -20% | -$6.36M |
|
1348
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
| $24.4M | 0.01% |
741,818
+19,025
| +3% | +$637K |
|
1349
ProShares Russell 2000 Dividend Growers ETF
SMDV
$707M
| $24.3M | 0.01% |
394,627
-316
| -0.1% | -$19.8K |
|
1350
Jazz Pharmaceuticals
JAZZ
$16.7B
| $24.3M | 0.01% |
186,554
+9,102
| +5% | +$1.38M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.