UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1326
iShares MSCI India ETF
INDA
$6.61B
| $21.3M | 0.01% |
606,704
-20,249
| -3% | -$694K |
|
1327
Nordson
NDSN
$16.9B
| $21.3M | 0.01% |
130,744
+35,070
| +37% | +$5.54M |
|
|
JKS
1328
JinkoSolar
JKS
$824M
| $21.3M | 0.01% |
946,361
-8,038
| -0.8% | -$140K |
|
1329
Raymond James Financial
RJF
$34.1B
| $21.3M | 0.01% |
356,615
+187,937
| +111% | +$10.8M |
|
1330
CALL
Advance Auto Parts
AAP
$3.36B
| $21.3M | 0.01% |
132,700
+89,100
| +204% | +$14.3M |
|
1331
CALL
Cisco
CSCO
$457B
| $21.2M | 0.01% |
442,600
+428,100
| +2,952% | +$19.9M |
|
1332
CALL
Qualcomm
QCOM
$159B
| $21.2M | 0.01% |
240,000
+29,800
| +14% | +$2.49M |
|
1333
Lamb Weston
LW
$7.29B
| $21.2M | 0.01% |
245,918
-995
| -0.4% | -$80.1K |
|
1334
Hewlett Packard
HPE
$66.5B
| $21.2M | 0.01% |
1,333,820
+130,085
| +11% | +$2.08M |
|
1335
NRG Energy
NRG
$29.2B
| $21.1M | 0.01% |
530,298
+351,397
| +196% | +$13.9M |
|
1336
Pentair
PNR
$10.7B
| $21M | 0.01% |
458,783
+45,402
| +11% | +$1.92M |
|
1337
Global X FinTech ETF
FINX
$172M
| $21M | 0.01% |
692,430
-35,331
| -5% | -$1.03M |
|
1338
Huazhu Hotels Group
HTHT
$13.1B
| $21M | 0.01% |
524,594
-273,843
| -34% | -$9.88M |
|
1339
Omnicom Group
OMC
$21.7B
| $20.9M | 0.01% |
258,345
+9,566
| +4% | +$750K |
|
|
NBLX
1340
DELISTED
Noble Midstream Partners LP
NBLX
| $20.9M | 0.01% |
788,030
+24,212
| +3% | +$573K |
|
|
SLY
1341
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $20.9M | 0.01% |
288,350
-7,593
| -3% | -$528K |
|
1342
Sun Life Financial
SLF
$45.7B
| $20.9M | 0.01% |
457,851
-107,255
| -19% | -$4.83M |
|
1343
PUT
United Rentals
URI
$69.5B
| $20.8M | 0.01% |
125,000
+80,000
| +178% | +$11.6M |
|
1344
Trex
TREX
$4.66B
| $20.8M | 0.01% |
463,714
+27,458
| +6% | +$1.21M |
|
|
CIM
1345
CALL
Chimera Investment
CIM
$1.06B
| $20.8M | 0.01% |
+337,667
| New | +$20.6M |
|
1346
Schwab International Equity ETF
SCHF
$67.1B
| $20.8M | 0.01% |
1,238,384
+45,166
| +4% | +$743K |
|
1347
ProShares Short S&P500
SH
$914M
| $20.8M | 0.01% |
216,716
+61,963
| +40% | +$6.26M |
|
1348
American Airlines Group
AAL
$10.6B
| $20.8M | 0.01% |
725,199
+297,523
| +70% | +$8.48M |
|
1349
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.57B
| $20.8M | 0.01% |
833,328
-177,285
| -18% | -$4.26M |
|
1350
United Airlines
UAL
$41.7B
| $20.7M | 0.01% |
235,546
+35,923
| +18% | +$3.22M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.