UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1326
Cencora
COR
$59.6B
| $17.9M | 0.01% |
218,013
+76,632
| +54% | +$6.59M |
|
1327
PUT
DuPont de Nemours
DD
$19.3B
| $17.9M | 0.01% |
199,864
+133,313
| +200% | +$11.7M |
|
1328
CMS Energy
CMS
$22.5B
| $17.9M | 0.01% |
279,595
+114,879
| +70% | +$6.97M |
|
1329
CALL
Delta Air Lines
DAL
$61B
| $17.9M | 0.01% |
310,300
+60,700
| +24% | +$3.6M |
|
1330
PUT
Roper Technologies
ROP
$38.8B
| $17.8M | 0.01% |
+50,000
| New | +$18.2M |
|
1331
RPM International
RPM
$14.7B
| $17.8M | 0.01% |
259,107
-27,651
| -10% | -$1.83M |
|
1332
PUT
Kohl's
KSS
$2.28B
| $17.8M | 0.01% |
358,700
+27,300
| +8% | +$1.34M |
|
1333
Asbury Automotive
ABG
$4B
| $17.8M | 0.01% |
174,032
-214,949
| -55% | -$19.8M |
|
1334
iShares MSCI Singapore ETF
EWS
$1.06B
| $17.8M | 0.01% |
765,296
+165,000
| +27% | +$3.91M |
|
1335
PUT
Expedia Group
EXPE
$37.5B
| $17.7M | 0.01% |
132,000
-13,200
| -9% | -$1.74M |
|
1336
PUT
eBay
EBAY
$48.7B
| $17.7M | 0.01% |
453,000
+110,000
| +32% | +$4.41M |
|
1337
United Airlines
UAL
$43B
| $17.6M | 0.01% |
199,623
-175,579
| -47% | -$15.5M |
|
1338
Invesco S&P 500 Quality ETF
SPHQ
$20B
| $17.6M | 0.01% |
526,152
-15,643
| -3% | -$521K |
|
|
SIEN
1339
DELISTED
Sientra, Inc.
SIEN
| $17.6M | 0.01% |
272,089
+6,303
| +2% | +$401K |
|
1340
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
| $17.6M | 0.01% |
790,573
-196,671
| -20% | -$4.41M |
|
1341
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.74B
| $17.6M | 0.01% |
1,918,879
+48,662
| +3% | +$438K |
|
|
VAR
1342
DELISTED
Varian Medical Systems, Inc.
VAR
| $17.5M | 0.01% |
146,554
-20,274
| -12% | -$2.41M |
|
1343
Fastenal
FAST
$57B
| $17.4M | 0.01% |
1,066,910
-276,396
| -21% | -$4.3M |
|
1344
XPO
XPO
$23.8B
| $17.4M | 0.01% |
703,968
+342,535
| +95% | +$7.92M |
|
1345
Prospect Capital
PSEC
$1.13B
| $17.4M | 0.01% |
2,634,125
-741,684
| -22% | -$4.89M |
|
1346
Wheaton Precious Metals
WPM
$52.4B
| $17.3M | 0.01% |
660,901
+51,447
| +8% | +$1.38M |
|
1347
Everest Group
EG
$14.2B
| $17.3M | 0.01% |
65,159
+4,912
| +8% | +$1.24M |
|
1348
Voya Financial
VOYA
$9.13B
| $17.3M | 0.01% |
318,396
+67,626
| +27% | +$3.61M |
|
|
B
1349
CALL
Barrick Mining
B
$64B
| $17.2M | 0.01% |
994,989
-299,898
| -23% | -$5.29M |
|
1350
Invesco Municipal Trust
VKQ
$542M
| $17.2M | 0.01% |
1,365,515
-12,264
| -0.9% | -$155K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.