UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SBNY
1326
DELISTED
Signature Bank
SBNY
| $16.3M | 0.01% |
118,786
-11,276
| -9% | -$1.49M |
|
|
CPLA
1327
DELISTED
Capella Education Company
CPLA
| $16.3M | 0.01% |
210,259
+208,214
| +10,182% | +$16.2M |
|
|
CNH
1328
CNH Industrial
CNH
$13.3B
| $16.3M | 0.01% |
1,395,369
-390,191
| -22% | -$4.31M |
|
1329
CALL
Devon Energy
DVN
$51.3B
| $16.3M | 0.01% |
392,500
+52,100
| +15% | +$1.97M |
|
|
IGI
1330
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.1M
| $16.2M | 0.01% |
709,673
-556
| -0.1% | -$12K |
|
1331
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
| $16.2M | 0.01% |
582,138
+20,436
| +4% | +$570K |
|
1332
NiSource
NI
$21.5B
| $16.2M | 0.01% |
631,053
+172,656
| +38% | +$4.58M |
|
1333
BlackRock MuniYield Quality Fund III
MYI
$715M
| $16.2M | 0.01% |
1,171,912
+32,969
| +3% | +$466K |
|
1334
PUT
Axalta
AXTA
$7.45B
| $16.2M | 0.01% |
+500,100
| New | +$15.8M |
|
1335
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
| $16.2M | 0.01% |
1,130,855
+70,787
| +7% | +$1.03M |
|
1336
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.9B
| $16.2M | 0.01% |
539,181
+35,955
| +7% | +$1.06M |
|
1337
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.41B
| $16.1M | 0.01% |
666,201
+76,277
| +13% | +$1.81M |
|
1338
BioMarin Pharmaceuticals
BMRN
$11.9B
| $16.1M | 0.01% |
180,388
+24,825
| +16% | +$2.16M |
|
1339
iShares California Muni Bond ETF
CMF
$4.55B
| $16.1M | 0.01% |
271,821
+32,413
| +14% | +$1.92M |
|
1340
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
| $16.1M | 0.01% |
487,070
+112,478
| +30% | +$3.63M |
|
1341
Petrobras
PBR
$120B
| $16.1M | 0.01% |
1,560,242
+48,760
| +3% | +$498K |
|
1342
Cognex
CGNX
$9.62B
| $16.1M | 0.01% |
262,444
+16,320
| +7% | +$1.04M |
|
|
NID
1343
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $16M | 0.01% |
1,230,900
+18,793
| +2% | +$247K |
|
1344
Kohl's
KSS
$2.16B
| $16M | 0.01% |
294,676
-5,241
| -2% | -$241K |
|
1345
CALL
RTX Corp
RTX
$290B
| $16M | 0.01% |
198,943
+92,480
| +87% | +$7.02M |
|
1346
PUT
Altria Group
MO
$125B
| $16M | 0.01% |
223,600
-3,700
| -2% | -$248K |
|
|
KL
1347
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
| $16M | 0.01% |
1,039,255
+950,090
| +1,066% | +$13.1M |
|
1348
Equifax
EFX
$22B
| $15.9M | 0.01% |
135,014
+73,601
| +120% | +$8.27M |
|
1349
Hormel Foods
HRL
$14.2B
| $15.9M | 0.01% |
436,827
+164,294
| +60% | +$5.52M |
|
1350
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
| $15.8M | 0.01% |
516,794
+37,740
| +8% | +$1.16M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.