UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1326
Tyson Foods
TSN
$20.4B
| $12.3M | 0.01% |
199,244
+11,169
| +6% | +$704K |
|
1327
iShares US Basic Materials ETF
IYM
$1.12B
| $12.3M | 0.01% |
137,892
-13,541
| -9% | -$1.19M |
|
1328
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
| $12.3M | 0.01% |
521,641
-31,247
| -6% | -$751K |
|
1329
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$724M
| $12.3M | 0.01% |
525,977
+4,655
| +0.9% | +$105K |
|
1330
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
| $12.2M | 0.01% |
591,236
-104,449
| -15% | -$2.11M |
|
|
SMC
1331
Summit Midstream
SMC
$426M
| $12.2M | 0.01% |
33,905
+16,100
| +90% | +$5.83M |
|
1332
Leggett & Platt
LEG
$1.34B
| $12.2M | 0.01% |
242,162
+13,299
| +6% | +$650K |
|
|
FDEU
1333
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
| $12.2M | 0.01% |
705,549
+88,652
| +14% | +$1.46M |
|
1334
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.71B
| $12.2M | 0.01% |
210,158
+26,672
| +15% | +$1.53M |
|
1335
Nabors Industries
NBR
$1.27B
| $12.2M | 0.01% |
18,595
+6,127
| +49% | +$4.69M |
|
|
GAP
1336
The Gap Inc
GAP
$7.23B
| $12.1M | 0.01% |
499,807
+415,987
| +496% | +$9.93M |
|
1337
America Movil
AMX
$76.1B
| $12.1M | 0.01% |
856,466
+191,257
| +29% | +$2.49M |
|
1338
Nuveen Taxable Municipal Income Fund
NBB
$447M
| $12.1M | 0.01% |
579,861
+156,057
| +37% | +$3.23M |
|
|
VAR
1339
DELISTED
Varian Medical Systems, Inc.
VAR
| $12.1M | 0.01% |
132,814
-5,624
| -4% | -$469K |
|
|
ANH
1340
DELISTED
Anworth Mortgage Asset Corporation
ANH
| $12.1M | 0.01% |
2,180,957
+426,925
| +24% | +$2.28M |
|
1341
National Grid
NGG
$80.4B
| $12.1M | 0.01% |
197,599
-41,323
| -17% | -$2.39M |
|
|
GWPH
1342
PUT
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $12.1M | 0.01% |
100,000
| – | – |
|
1343
PUT
Viatris
VTRS
$20.4B
| $12.1M | 0.01% |
310,000
-65,000
| -17% | -$2.62M |
|
1344
Strategy Inc
MSTR
$34.1B
| $12.1M | 0.01% |
642,900
-373,340
| -37% | -$7.24M |
|
1345
D.R. Horton
DHI
$40B
| $12.1M | 0.01% |
362,315
+50,498
| +16% | +$1.57M |
|
1346
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.26B
| $12M | 0.01% |
230,580
+81,744
| +55% | +$4.12M |
|
|
PNRA
1347
DELISTED
Panera Bread Co
PNRA
| $12M | 0.01% |
45,877
+16,757
| +58% | +$3.8M |
|
1348
WisdomTree US High Dividend Fund
DHS
$1.56B
| $12M | 0.01% |
174,571
+9,529
| +6% | +$648K |
|
1349
PUT
Jack in the Box
JACK
$312M
| $12M | 0.01% |
117,500
+101,200
| +621% | +$10.5M |
|
|
CNH
1350
CNH Industrial
CNH
$12.7B
| $11.9M | 0.01% |
1,414,098
+1,104,619
| +357% | +$8.99M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.