UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1301
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
| $25.5M | 0.01% |
800,586
+116
| +0% | +$3.83K |
|
1302
Huntington Ingalls Industries
HII
$12.8B
| $25.4M | 0.01% |
123,919
+9,384
| +8% | +$2.07M |
|
1303
Lincoln Electric
LECO
$15.4B
| $25.3M | 0.01% |
139,372
+8,385
| +6% | +$1.6M |
|
1304
KBR
KBR
$4.8B
| $25.2M | 0.01% |
427,656
+54,623
| +15% | +$3.37M |
|
1305
iShares US Financials ETF
IYF
$4.61B
| $25.2M | 0.01% |
337,137
-7,212
| -2% | -$556K |
|
1306
Raymond James Financial
RJF
$34B
| $25.2M | 0.01% |
250,650
-12,220
| -5% | -$1.29M |
|
1307
Seagate
STX
$184B
| $25.1M | 0.01% |
381,264
-64,981
| -15% | -$4.18M |
|
1308
PUT
General Motors
GM
$76.8B
| $25.1M | 0.01% |
762,200
+444,000
| +140% | +$15.8M |
|
1309
TC Energy
TRP
$65.9B
| $25.1M | 0.01% |
729,082
-4,806
| -0.7% | -$177K |
|
1310
First Trust Technology AlphaDEX Fund
FXL
$2.79B
| $25.1M | 0.01% |
225,685
+1,817
| +0.8% | +$208K |
|
|
IBTD
1311
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
| $25.1M | 0.01% |
1,009,519
-346,757
| -26% | -$8.59M |
|
1312
Chord Energy
CHRD
$7.39B
| $25M | 0.01% |
154,142
-5,552
| -3% | -$871K |
|
1313
Invesco International Dividend Achievers ETF
PID
$919M
| $24.9M | 0.01% |
1,489,561
+16,594
| +1% | +$294K |
|
1314
BCE
BCE
$21.2B
| $24.8M | 0.01% |
650,904
-157,305
| -19% | -$6.61M |
|
1315
Sun Life Financial
SLF
$45.4B
| $24.8M | 0.01% |
508,983
+2,269
| +0.4% | +$114K |
|
|
TWNK
1316
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
| $24.8M | 0.01% |
744,922
+629,010
| +543% | +$16.9M |
|
|
PXD
1317
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
| $24.8M | 0.01% |
108,000
+61,600
| +133% | +$14M |
|
1318
PUT
HCA Healthcare
HCA
$89.5B
| $24.7M | 0.01% |
100,500
+92,300
| +1,126% | +$25.3M |
|
1319
iShares Global Energy ETF
IXC
$2.76B
| $24.7M | 0.01% |
598,841
+92,421
| +18% | +$3.67M |
|
1320
Li Auto
LI
$12.7B
| $24.7M | 0.01% |
692,390
+281,782
| +69% | +$11.1M |
|
1321
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
| $24.7M | 0.01% |
267,759
+6,677
| +3% | +$645K |
|
1322
PUT
DuPont de Nemours
DD
$19.2B
| $24.7M | 0.01% |
263,378
+23,900
| +10% | +$2.25M |
|
1323
CALL
Danaher
DHR
$144B
| $24.6M | 0.01% |
125,998
+44,444
| +54% | +$9.91M |
|
1324
Invesco Large Cap Value ETF
PWV
$1.72B
| $24.5M | 0.01% |
523,865
-1,344
| -0.3% | -$64.1K |
|
1325
Invesco
IVZ
$13.9B
| $24.5M | 0.01% |
1,685,054
+14,242
| +0.9% | +$229K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.