UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1301
PUT
Airbnb
ABNB
$90B
| $26M | 0.01% |
155,000
| – | – |
|
1302
GDS Holdings
GDS
$6.38B
| $26M | 0.01% |
459,226
+81,287
| +22% | +$5.01M |
|
1303
iShares Morningstar Growth ETF
ILCG
$3.24B
| $26M | 0.01% |
396,560
-8,409
| -2% | -$568K |
|
1304
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
| $25.8M | 0.01% |
644,216
+18,028
| +3% | +$724K |
|
1305
CALL
McDonald's
MCD
$196B
| $25.8M | 0.01% |
106,872
+17,500
| +20% | +$4.18M |
|
1306
PUT
Apollo Global Management
APO
$73.7B
| $25.8M | 0.01% |
418,200
+118,200
| +39% | +$7.1M |
|
|
IBDQ
1307
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
| $25.7M | 0.01% |
958,341
+125,456
| +15% | +$3.38M |
|
1308
PUT
Beyond Meat
BYND
$272M
| $25.7M | 0.01% |
244,000
-142,500
| -37% | -$17.4M |
|
1309
PUT
Hewlett Packard
HPE
$69.4B
| $25.7M | 0.01% |
1,800,989
| – | – |
|
1310
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
| $25.6M | 0.01% |
292,260
-80,496
| -22% | -$7.25M |
|
1311
PUT
iShares Global Clean Energy ETF
ICLN
$2.37B
| $25.5M | 0.01% |
1,180,000
+180,000
| +18% | +$4.1M |
|
1312
VeriSign
VRSN
$26.4B
| $25.5M | 0.01% |
124,514
+40,599
| +48% | +$8.9M |
|
1313
iShares US Financials ETF
IYF
$4.61B
| $25.5M | 0.01% |
309,058
+10,843
| +4% | +$900K |
|
1314
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
| $25.4M | 0.01% |
994,522
-238,789
| -19% | -$6.26M |
|
1315
Seagate
STX
$193B
| $25.4M | 0.01% |
307,224
-190,671
| -38% | -$16.6M |
|
1316
BCE
BCE
$21.2B
| $25.3M | 0.01% |
506,361
+40,135
| +9% | +$2.03M |
|
1317
CALL
Nike
NKE
$62.3B
| $25.3M | 0.01% |
174,039
+29,700
| +21% | +$4.84M |
|
1318
Universal Display
OLED
$4.01B
| $25.3M | 0.01% |
147,810
+105,191
| +247% | +$21.8M |
|
1319
CALL
Zoom
ZM
$29.7B
| $25.3M | 0.01% |
96,630
+68,100
| +239% | +$23M |
|
1320
PUT
Pultegroup
PHM
$24.7B
| $25.3M | 0.01% |
550,000
+360,000
| +189% | +$18.7M |
|
1321
Omnicom Group
OMC
$22.6B
| $25.2M | 0.01% |
347,168
-27,366
| -7% | -$2.03M |
|
1322
Texas Roadhouse
TXRH
$13.7B
| $25.1M | 0.01% |
275,334
+136,567
| +98% | +$12.7M |
|
1323
PUT
Royal Caribbean
RCL
$85.7B
| $25.1M | 0.01% |
282,639
+127,939
| +83% | +$10.3M |
|
|
VMW
1324
CALL
DELISTED
VMware, Inc
VMW
| $25.1M | 0.01% |
168,756
+52,500
| +45% | +$7.96M |
|
1325
Carlyle Group
CG
$17.6B
| $25.1M | 0.01% |
529,854
-62,452
| -11% | -$2.99M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.