UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1301
iShares Dow Jones US ETF
IYY
$3.06B
| $11.6M | 0.01% |
183,140
-12,006
| -6% | -$906K |
|
1302
PUT
Danaher
DHR
$144B
| $11.5M | 0.01% |
93,962
+64,747
| +222% | +$8.73M |
|
1303
iShares US Healthcare Providers ETF
IHF
$1.27B
| $11.5M | 0.01% |
344,750
+20,530
| +6% | +$777K |
|
1304
PUT
Kinder Morgan
KMI
$68.7B
| $11.5M | 0.01% |
825,000
+37,700
| +5% | +$717K |
|
1305
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
| $11.5M | 0.01% |
709,907
+336,614
| +90% | +$7.81M |
|
1306
iShares JPMorgan EM High Yield Bond ETF
EMHY
$627M
| $11.4M | 0.01% |
300,117
+127,183
| +74% | +$5.7M |
|
1307
Keysight
KEYS
$58.3B
| $11.4M | 0.01% |
136,282
-148,741
| -52% | -$14.1M |
|
1308
PUT
Roku
ROKU
$22.7B
| $11.4M | 0.01% |
130,200
-5,000
| -4% | -$576K |
|
1309
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.89B
| $11.4M | 0.01% |
301,805
-28,406
| -9% | -$1.35M |
|
1310
Trade Desk
TTD
$6.49B
| $11.3M | 0.01% |
588,010
-50,930
| -8% | -$1.32M |
|
1311
NVR
NVR
$17B
| $11.3M | 0.01% |
4,412
-3,708
| -46% | -$13.3M |
|
1312
State Street SPDR S&P China ETF
GXC
$482M
| $11.3M | 0.01% |
124,098
-18,272
| -13% | -$1.81M |
|
1313
American Airlines Group
AAL
$10.6B
| $11.3M | 0.01% |
928,088
+202,889
| +28% | +$4.62M |
|
1314
Cencora
COR
$61.2B
| $11.3M | 0.01% |
127,617
-2,040
| -2% | -$180K |
|
1315
Evergy
EVRG
$19.2B
| $11.3M | 0.01% |
204,883
-89,643
| -30% | -$5.89M |
|
1316
First Trust STOXX European Select Dividend Income Fund
FDD
$908M
| $11.3M | 0.01% |
1,172,095
-116,384
| -9% | -$1.48M |
|
1317
PUT
iShares MSCI South Korea ETF
EWY
$24.1B
| $11.3M | 0.01% |
240,000
-237,100
| -50% | -$13.3M |
|
1318
PUT
Itaú Unibanco
ITUB
$87.5B
| $11.2M | 0.01% |
3,442,694
-888,641
| -21% | -$4.56M |
|
|
1319
CALL
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
| $11.2M | 0.01% |
+400,000
| New | +$15.2M |
|
1320
PUT
New Oriental
EDU
$8.98B
| $11.2M | 0.01% |
103,600
+13,100
| +14% | +$1.68M |
|
1321
MKS Inc
MKSI
$20.6B
| $11.2M | 0.01% |
137,632
+68,034
| +98% | +$6.96M |
|
1322
Vertiv
VRT
$105B
| $11.2M | 0.01% |
1,294,330
+1,098,865
| +562% | +$12.1M |
|
|
SLY
1323
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $11.2M | 0.01% |
231,149
-57,201
| -20% | -$3.68M |
|
1324
Rexford Industrial Realty
REXR
$8.19B
| $11.2M | 0.01% |
272,915
-16,047
| -6% | -$738K |
|
|
DIAX
1325
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
| $11.2M | 0.01% |
892,129
-150,225
| -14% | -$2.41M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.