UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1301
Xylem
XYL
$27.3B
| $13M | 0.01% |
262,756
+19,569
| +8% | +$992K |
|
|
AHGP
1302
DELISTED
Alliance Holdings GP
AHGP
| $13M | 0.01% |
461,728
+134,183
| +41% | +$3.84M |
|
|
BSCJ
1303
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
| $12.9M | 0.01% |
612,561
+28,228
| +5% | +$599K |
|
1304
CMS Energy
CMS
$22.6B
| $12.9M | 0.01% |
310,977
-70,610
| -19% | -$2.89M |
|
|
CERN
1305
DELISTED
Cerner Corp
CERN
| $12.9M | 0.01% |
272,977
-115,336
| -30% | -$6.12M |
|
1306
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
| $12.9M | 0.01% |
1,248,965
+10,367
| +0.8% | +$108K |
|
1307
PUT
Regeneron Pharmaceuticals
REGN
$78.5B
| $12.9M | 0.01% |
35,200
+10,100
| +40% | +$3.84M |
|
1308
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
| $12.9M | 0.01% |
695,685
+8,640
| +1% | +$161K |
|
|
CQH
1309
PUT
DELISTED
Cheniere Energy Partners LP Holdings LLC
CQH
| $12.9M | 0.01% |
+575,500
| New | +$12.2M |
|
1310
CALL
Infosys
INFY
$48.7B
| $12.9M | 0.01% |
1,734,400
+1,561,600
| +904% | +$11.7M |
|
1311
Agilent Technologies
A
$39.1B
| $12.8M | 0.01% |
281,326
-4,529
| -2% | -$205K |
|
1312
abrdn Physical Gold Shares ETF
SGOL
$6.91B
| $12.8M | 0.01% |
1,144,600
-348,430
| -23% | -$4.13M |
|
1313
Main Street Capital
MAIN
$5.06B
| $12.8M | 0.01% |
347,870
-30,990
| -8% | -$1.1M |
|
|
CTRA
1314
CALL
DELISTED
Coterra Energy
CTRA
| $12.8M | 0.01% |
547,400
+344,000
| +169% | +$7.74M |
|
1315
Edison International
EIX
$28.2B
| $12.8M | 0.01% |
177,472
+44,682
| +34% | +$3.15M |
|
1316
Bausch Health
BHC
$2.58B
| $12.8M | 0.01% |
878,684
-457,026
| -34% | -$8.38M |
|
1317
FS KKR Capital
FSK
$2.96B
| $12.8M | 0.01% |
309,667
+248,694
| +408% | +$9.73M |
|
1318
PUT
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
| $12.7M | 0.01% |
116,433
+50,000
| +75% | +$5.44M |
|
1319
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.09B
| $12.7M | 0.01% |
454,778
+67,552
| +17% | +$1.92M |
|
1320
PUT
Cencora
COR
$60.6B
| $12.7M | 0.01% |
162,600
+28,500
| +21% | +$2.22M |
|
1321
Invesco Semiconductors ETF
PSI
$2.29B
| $12.7M | 0.01% |
1,052,478
+154,245
| +17% | +$1.75M |
|
1322
PUT
KeyCorp
KEY
$24.2B
| $12.7M | 0.01% |
+692,600
| New | +$10.9M |
|
|
WR
1323
DELISTED
Westar Energy Inc
WR
| $12.6M | 0.01% |
224,162
-212,954
| -49% | -$12.1M |
|
1324
PUT
Trip.com Group
TCOM
$29.6B
| $12.6M | 0.01% |
315,700
+126,895
| +67% | +$5.55M |
|
1325
iShares US Basic Materials ETF
IYM
$1.12B
| $12.6M | 0.01% |
151,433
+70,098
| +86% | +$5.67M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.