UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chipotle Mexican Grill
CMG
|
+$672M |
| 2 |
SPDR Gold Trust
GLD
|
+$437M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$287M |
| 4 |
PX
Praxair Inc
PX
|
+$282M |
| 5 |
Visa
V
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$438M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$277M |
| 3 |
Cognizant
CTSH
|
+$180M |
| 4 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$178M |
| 5 |
TE
TECO ENERGY INC
TE
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.61% |
| 2 | Healthcare | 6.49% |
| 3 | Technology | 6.1% |
| 4 | Consumer Discretionary | 5.16% |
| 5 | Industrials | 5.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
OAK
1301
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
| $11.8M | 0.01% |
277,256
+6,711
| +2% | +$300K |
|
|
CIT
1302
DELISTED
CIT Group Inc.
CIT
| $11.8M | 0.01% |
323,694
+302,813
| +1,450% | +$10.6M |
|
1303
WisdomTree International SmallCap Dividend Fund
DLS
$1.06B
| $11.7M | 0.01% |
191,024
+35,513
| +23% | +$2.11M |
|
1304
Essential Utilities
WTRG
$11.3B
| $11.7M | 0.01% |
383,400
-18,294
| -5% | -$593K |
|
1305
BlackRock Credit Allocation Income Trust
BTZ
$930M
| $11.7M | 0.01% |
874,696
+32,150
| +4% | +$428K |
|
1306
CALL
Logitech
LOGI
$14.7B
| $11.7M | 0.01% |
519,000
-13,000
| -2% | -$261K |
|
1307
PUT
FedEx
FDX
$72.7B
| $11.7M | 0.01% |
66,700
-545,000
| -89% | -$89.2M |
|
1308
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.09B
| $11.5M | 0.01% |
387,226
+36,750
| +10% | +$1.09M |
|
1309
FlexShares Quality Dividend Index Fund
QDF
$2.22B
| $11.4M | 0.01% |
301,925
+10,828
| +4% | +$410K |
|
1310
Goodyear
GT
$2B
| $11.4M | 0.01% |
353,608
+114,538
| +48% | +$3.33M |
|
|
GRFS
1311
Grifois
GRFS
$5.36B
| $11.4M | 0.01% |
714,263
-426,893
| -37% | -$7.03M |
|
|
AIV
1312
Aimco
AIV
$387M
| $11.4M | 0.01% |
1,864,683
+12,079
| +0.7% | +$72.7K |
|
|
VISN
1313
Vistance Networks Inc
VISN
$2.65B
| $11.4M | 0.01% |
378,457
-32,905
| -8% | -$993K |
|
1314
Cooper-Standard Automotive
CPS
$523M
| $11.4M | 0.01% |
115,174
-2,305
| -2% | -$217K |
|
1315
New Mountain Finance
NMFC
$651M
| $11.4M | 0.01% |
826,562
+29,214
| +4% | +$399K |
|
|
HPS
1316
John Hancock Preferred Income Fund III
HPS
$457M
| $11.4M | 0.01% |
587,862
+34,501
| +6% | +$685K |
|
|
VAR
1317
DELISTED
Varian Medical Systems, Inc.
VAR
| $11.3M | 0.01% |
130,003
-174
| -0.1% | -$14.2K |
|
|
JWN
1318
PUT
DELISTED
Nordstrom
JWN
| $11.3M | 0.01% |
218,000
+177,500
| +438% | +$8.34M |
|
1319
CALL
Oracle
ORCL
$374B
| $11.3M | 0.01% |
287,900
+253,100
| +727% | +$10.3M |
|
1320
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.49B
| $11.3M | 0.01% |
1,069,240
+126,190
| +13% | +$1.28M |
|
|
MNK
1321
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
| $11.3M | 0.01% |
161,650
-9,196
| -5% | -$665K |
|
|
ETW
1322
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
| $11.3M | 0.01% |
1,023,829
+153,816
| +18% | +$1.66M |
|
1323
Republic Services
RSG
$64.8B
| $11.3M | 0.01% |
223,226
+19,388
| +10% | +$993K |
|
1324
Huntington Ingalls Industries
HII
$12.9B
| $11.2M | 0.01% |
72,955
-5,528
| -7% | -$917K |
|
1325
Nuveen Credit Strategies Income Fund
JQC
$704M
| $11.2M | 0.01% |
1,315,734
-167,259
| -11% | -$1.4M |
|
Similar funds
UBS Group's Q3 2016 Portfolio in Review
As of Q3 2016, UBS Group held 8,502 positions worth $168B, up 5.4% from $159B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2016 filing shows 687 new, 3,374 increased, 3,212 reduced and 751 closed positions. Its largest new stake was Fortive: 1,371,117 shares worth $44M. The largest sale was Boeing, an estimated $438M.
By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q3 2016 buy was Fortive: 1,371,117 shares worth $44M.
- UBS Group added most to Chipotle Mexican Grill in Q3 2016, an estimated $672M increase.
- UBS Group's biggest Q3 2016 reduction was Boeing, cutting an estimated $438M.
- UBS Group fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $178M.
- UBS Group's ten largest holdings make up 15% of its $168B portfolio in Q3 2016.
- UBS Group opened 687 new positions and closed 751 in Q3 2016.
- UBS Group's portfolio value rose 5.4% quarter-over-quarter to $168B.
Based on UBS Group's 13F filing for Q3 2016, filed 14 Nov 2016.