UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1276
Invesco Water Resources ETF
PHO
$2.03B
| $23M | 0.01% |
595,994
+67,050
| +13% | +$2.49M |
|
1277
PUT
Lumen
LUMN
$6.65B
| $23M | 0.01% |
1,742,700
-204,900
| -11% | -$2.75M |
|
|
SPR
1278
DELISTED
Spirit AeroSystems
SPR
| $23M | 0.01% |
314,989
+9,936
| +3% | +$819K |
|
|
ETFC
1279
CALL
DELISTED
E*Trade Financial Corporation
ETFC
| $22.9M | 0.01% |
+505,200
| New | +$21.6M |
|
|
HIO
1280
Western Asset High Income Opportunity Fund
HIO
$336M
| $22.9M | 0.01% |
4,519,671
+329,074
| +8% | +$1.65M |
|
1281
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.6B
| $22.9M | 0.01% |
741,629
+750
| +0.1% | +$23.1K |
|
1282
Nucor
NUE
$59.5B
| $22.9M | 0.01% |
406,265
+33,268
| +9% | +$1.81M |
|
1283
CALL
Shopify
SHOP
$152B
| $22.9M | 0.01% |
+575,000
| New | +$19.4M |
|
1284
KKR & Co
KKR
$95.7B
| $22.9M | 0.01% |
783,418
-162,546
| -17% | -$4.63M |
|
|
GHY
1285
PGIM Global High Yield Fund
GHY
$477M
| $22.8M | 0.01% |
1,519,869
+75,250
| +5% | +$1.09M |
|
1286
Jones Lang LaSalle
JLL
$16.8B
| $22.7M | 0.01% |
130,415
+49,641
| +61% | +$7.81M |
|
1287
Heartland Express
HTLD
$949M
| $22.7M | 0.01% |
1,077,587
+1,039,954
| +2,763% | +$22.3M |
|
1288
Canadian Natural Resources
CNQ
$96.7B
| $22.7M | 0.01% |
1,430,380
+2,652
| +0.2% | +$36K |
|
1289
WisdomTree Europe SmallCap Dividend Fund
DFE
$167M
| $22.5M | 0.01% |
344,951
+10,339
| +3% | +$621K |
|
1290
Lamar Advertising Co
LAMR
$16B
| $22.5M | 0.01% |
252,518
+110,954
| +78% | +$9.28M |
|
|
TRTX
1291
TPG RE Finance Trust
TRTX
$619M
| $22.5M | 0.01% |
1,110,634
+388,234
| +54% | +$7.81M |
|
1292
Kroger
KR
$35.7B
| $22.5M | 0.01% |
775,213
-43,067
| -5% | -$1.14M |
|
|
PPLI
1293
CALL
People Inc
PPLI
$3.13B
| $22.4M | 0.01% |
+503,587
| New | +$20.3M |
|
1294
iShares Global 100 ETF
IOO
$9.05B
| $22.4M | 0.01% |
415,654
-3,449
| -0.8% | -$178K |
|
1295
CALL
Target
TGT
$67.8B
| $22.4M | 0.01% |
174,800
+143,000
| +450% | +$16.8M |
|
1296
iShares MSCI Switzerland ETF
EWL
$2.19B
| $22.4M | 0.01% |
550,346
-37,462
| -6% | -$1.45M |
|
1297
Toll Brothers
TOL
$14.1B
| $22.3M | 0.01% |
565,402
-103,423
| -15% | -$4.13M |
|
1298
Ralph Lauren
RL
$22.6B
| $22.3M | 0.01% |
190,475
+47,939
| +34% | +$5.05M |
|
1299
BlackRock MuniYield Quality Fund III
MYI
$714M
| $22.3M | 0.01% |
1,653,127
+103,875
| +7% | +$1.4M |
|
1300
CALL
Allegiant Air
ALGT
$2.78B
| $22.3M | 0.01% |
128,100
| – | – |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.