UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1251
WEC Energy
WEC
$35.2B
| $27.5M | 0.01% |
312,095
+41,365
| +15% | +$3.88M |
|
1252
CALL
Marathon Petroleum
MPC
$84B
| $27.5M | 0.01% |
445,200
+257,454
| +137% | +$14.8M |
|
1253
CALL
Prudential Financial
PRU
$41.9B
| $27.5M | 0.01% |
261,456
-34,629
| -12% | -$3.57M |
|
1254
CALL
Pfizer
PFE
$149B
| $27.5M | 0.01% |
638,585
-246,803
| -28% | -$10.9M |
|
1255
Iron Mountain
IRM
$36.3B
| $27.4M | 0.01% |
631,436
+90,428
| +17% | +$4.07M |
|
1256
CALL
BioNTech
BNTX
$22.9B
| $27.4M | 0.01% |
100,300
+300
| +0.3% | +$95.3K |
|
1257
CALL
ServiceNow
NOW
$121B
| $27.3M | 0.01% |
219,685
-513,525
| -70% | -$62.2M |
|
1258
CALL
Lowe's Companies
LOW
$122B
| $27.3M | 0.01% |
134,501
+23,458
| +21% | +$4.68M |
|
1259
PUT
MGM Resorts International
MGM
$11.4B
| $27.3M | 0.01% |
632,000
+117,000
| +23% | +$4.77M |
|
|
NUVA
1260
DELISTED
NuVasive, Inc.
NUVA
| $27.3M | 0.01% |
455,337
+439,043
| +2,695% | +$27.1M |
|
1261
PUT
Okta
OKTA
$24.9B
| $27.2M | 0.01% |
114,800
+77,300
| +206% | +$19.2M |
|
1262
CALL
CrowdStrike
CRWD
$211B
| $27.2M | 0.01% |
443,200
+209,200
| +89% | +$13.5M |
|
1263
Vail Resorts
MTN
$5.23B
| $27.2M | 0.01% |
81,486
+21,521
| +36% | +$6.64M |
|
1264
PUT
AGNC Investment
AGNC
$12.6B
| $27.2M | 0.01% |
1,722,700
-50,500
| -3% | -$818K |
|
1265
Viatris
VTRS
$19B
| $27.2M | 0.01% |
2,003,832
-819,659
| -29% | -$11.6M |
|
1266
PUT
S&P Global
SPGI
$119B
| $27.1M | 0.01% |
63,851
-11,400
| -15% | -$4.94M |
|
1267
PUT
International Paper
IP
$21.5B
| $27.1M | 0.01% |
511,184
+235,805
| +86% | +$13.1M |
|
1268
DTE Energy
DTE
$29.1B
| $27M | 0.01% |
241,636
+48,860
| +25% | +$5.73M |
|
1269
PUT
Ball Corp
BALL
$16.7B
| $27M | 0.01% |
300,000
| – | – |
|
1270
PUT
Illumina
ILMN
$29.3B
| $27M | 0.01% |
68,362
+25,906
| +61% | +$11.9M |
|
1271
PUT
Amgen
AMGN
$219B
| $26.9M | 0.01% |
126,677
-17,457
| -12% | -$4.02M |
|
1272
Equity Lifestyle Properties
ELS
$12.5B
| $26.9M | 0.01% |
344,184
+104,129
| +43% | +$8.53M |
|
1273
Expeditors International
EXPD
$23.2B
| $26.9M | 0.01% |
225,586
-17,323
| -7% | -$2.17M |
|
1274
Western Digital
WDC
$156B
| $26.8M | 0.01% |
629,101
+32,547
| +5% | +$1.55M |
|
1275
Cooper Companies
COO
$14.3B
| $26.8M | 0.01% |
259,132
+18,504
| +8% | +$1.97M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.