UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SKX
1251
DELISTED
Skechers
SKX
| $16M | 0.01% |
635,894
+252,664
| +66% | +$6.9M |
|
1252
MidCap Financial Investment
MFIC
$801M
| $15.9M | 0.01% |
869,387
+74,101
| +9% | +$1.38M |
|
1253
First Trust Water ETF
FIW
$1.87B
| $15.9M | 0.01% |
351,418
-9,497
| -3% | -$412K |
|
1254
iShares Latin America 40 ETF
ILF
$3.73B
| $15.9M | 0.01% |
453,006
+61,335
| +16% | +$2.07M |
|
1255
Ameren
AEE
$30.4B
| $15.9M | 0.01% |
274,769
+149,744
| +120% | +$8.65M |
|
1256
iShares Core S&P US Value ETF
IUSV
$27.3B
| $15.9M | 0.01% |
303,276
+104,980
| +53% | +$5.39M |
|
1257
CALL
Qualcomm
QCOM
$164B
| $15.9M | 0.01% |
306,200
+274,200
| +857% | +$14.5M |
|
1258
PUT
Palo Alto Networks
PANW
$256B
| $15.9M | 0.01% |
660,000
+165,000
| +33% | +$3.76M |
|
1259
CALL
Valero Energy
VLO
$89.5B
| $15.8M | 0.01% |
206,000
+55,300
| +37% | +$3.81M |
|
1260
CALL
Abercrombie & Fitch
ANF
$4.55B
| $15.8M | 0.01% |
1,097,300
+413,900
| +61% | +$4.73M |
|
1261
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
| $15.8M | 0.01% |
412,016
-101,926
| -20% | -$3.8M |
|
|
TEI
1262
Templeton Emerging Markets Income Fund
TEI
$310M
| $15.8M | 0.01% |
1,367,077
-52,354
| -4% | -$596K |
|
1263
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
| $15.8M | 0.01% |
1,060,068
-589,681
| -36% | -$8.99M |
|
1264
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.61B
| $15.8M | 0.01% |
352,279
+2,934
| +0.8% | +$129K |
|
1265
Darden Restaurants
DRI
$24.3B
| $15.8M | 0.01% |
200,404
+44,536
| +29% | +$3.75M |
|
|
IBDH
1266
DELISTED
iShares iBonds Dec 2018 Term Corporate ETF
IBDH
| $15.8M | 0.01% |
626,757
-11,946
| -2% | -$301K |
|
1267
Strategy Inc
MSTR
$34.1B
| $15.8M | 0.01% |
1,235,300
+406,790
| +49% | +$5.91M |
|
1268
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
| $15.8M | 0.01% |
167,496
+102,235
| +157% | +$9.57M |
|
1269
Nuveen Municipal Value Fund
NUV
$1.91B
| $15.7M | 0.01% |
1,536,824
+7,567
| +0.5% | +$77.1K |
|
1270
CALL
Boeing
BA
$169B
| $15.7M | 0.01% |
61,900
-135,600
| -69% | -$31.6M |
|
1271
United States Natural Gas Fund
UNG
$450M
| $15.7M | 0.01% |
149,451
+127,760
| +589% | +$13.5M |
|
1272
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
| $15.7M | 0.01% |
282,791
-63,883
| -18% | -$3.48M |
|
|
TIF
1273
DELISTED
Tiffany & Co.
TIF
| $15.7M | 0.01% |
171,007
-50,649
| -23% | -$4.64M |
|
|
SINA
1274
DELISTED
Sina Corp
SINA
| $15.6M | 0.01% |
136,227
-96,921
| -42% | -$9.79M |
|
1275
Omega Healthcare
OHI
$15.3B
| $15.6M | 0.01% |
489,323
+170,942
| +54% | +$5.48M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.