UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1226
BorgWarner
BWA
$13.9B
| $28.2M | 0.01% |
698,477
+87,407
| +14% | +$3.7M |
|
1227
CALL
PayPal
PYPL
$50.5B
| $28.2M | 0.01% |
481,764
-114,491
| -19% | -$7.46M |
|
1228
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
| $28.1M | 0.01% |
1,899,465
+283,118
| +18% | +$4.47M |
|
1229
TransDigm Group
TDG
$67.7B
| $28.1M | 0.01% |
33,313
-41,706
| -56% | -$36.6M |
|
1230
BlackRock Health Sciences Trust II
BMEZ
$998M
| $28.1M | 0.01% |
1,948,740
-132,247
| -6% | -$2.06M |
|
1231
abrdn Physical Gold Shares ETF
SGOL
$7.41B
| $28.1M | 0.01% |
1,585,849
+25,403
| +2% | +$468K |
|
1232
PUT
Travelers Companies
TRV
$80.2B
| $28M | 0.01% |
171,700
-51,100
| -23% | -$8.53M |
|
1233
LPL Financial
LPLA
$28.6B
| $28M | 0.01% |
117,895
+26,931
| +30% | +$6.25M |
|
1234
CALL
SLB Ltd
SLB
$75B
| $28M | 0.01% |
479,500
+194,300
| +68% | +$11.3M |
|
1235
VanEck Intermediate Muni ETF
ITM
$2.15B
| $27.9M | 0.01% |
633,530
+231,515
| +58% | +$10.5M |
|
1236
CALL
ASML
ASML
$669B
| $27.9M | 0.01% |
47,388
+45,624
| +2,586% | +$30.3M |
|
1237
Crane Co
CR
$12.7B
| $27.8M | 0.01% |
312,917
-19,130
| -6% | -$1.7M |
|
|
X
1238
CALL
DELISTED
US Steel
X
| $27.7M | 0.01% |
854,300
+571,000
| +202% | +$16M |
|
1239
PUT
Wells Fargo
WFC
$264B
| $27.7M | 0.01% |
678,600
-318,100
| -32% | -$13.7M |
|
1240
IQ MacKay Municipal Intermediate ETF
MMIT
$1.47B
| $27.7M | 0.01% |
1,178,861
+221,438
| +23% | +$5.33M |
|
1241
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.73B
| $27.7M | 0.01% |
638,131
+76,811
| +14% | +$3.44M |
|
1242
Unum
UNM
$14.3B
| $27.7M | 0.01% |
562,518
+212,824
| +61% | +$10.4M |
|
1243
Sarepta Therapeutics
SRPT
$1.77B
| $27.6M | 0.01% |
227,871
+11,531
| +5% | +$1.3M |
|
1244
Willis Towers Watson
WTW
$32B
| $27.5M | 0.01% |
131,780
-73,733
| -36% | -$15.7M |
|
1245
CALL
Occidental Petroleum
OXY
$55.9B
| $27.5M | 0.01% |
423,800
+12,300
| +3% | +$774K |
|
1246
CALL
Constellation Brands
STZ
$23.2B
| $27.4M | 0.01% |
109,000
+100
| +0.1% | +$26.1K |
|
|
EDR
1247
DELISTED
Endeavor Group Holdings, Inc.
EDR
| $27.4M | 0.01% |
1,376,500
+361,195
| +36% | +$8.29M |
|
1248
Baxter International
BAX
$14.2B
| $27.4M | 0.01% |
725,238
+147,749
| +26% | +$6.29M |
|
1249
LKQ Corp
LKQ
$6.29B
| $27.3M | 0.01% |
552,408
-23,760
| -4% | -$1.27M |
|
1250
PUT
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
| $27.3M | 0.01% |
309,900
+159,900
| +107% | +$13.6M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.