UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1226
BlackRock Core Bond Trust
BHK
$660M
| $28.5M | 0.01% |
1,718,846
+51,188
| +3% | +$849K |
|
1227
Trimble
TRMB
$13.6B
| $28.3M | 0.01% |
344,341
+28,170
| +9% | +$2.47M |
|
|
CMA
1228
DELISTED
Comerica
CMA
| $28.3M | 0.01% |
351,389
-2,760
| -0.8% | -$199K |
|
1229
United Airlines
UAL
$41.9B
| $28.3M | 0.01% |
594,240
-233,314
| -28% | -$11M |
|
1230
MarketAxess Holdings
MKTX
$5.72B
| $28.3M | 0.01% |
67,158
-10,738
| -14% | -$4.93M |
|
1231
J.M. Smucker
SJM
$12.7B
| $28.2M | 0.01% |
235,262
-434,398
| -65% | -$55.2M |
|
1232
CALL
Linde
LIN
$226B
| $28.2M | 0.01% |
96,200
+26,000
| +37% | +$7.9M |
|
1233
CALL
Regeneron Pharmaceuticals
REGN
$79.5B
| $28.2M | 0.01% |
46,555
+5,300
| +13% | +$3.29M |
|
1234
Hewlett Packard
HPE
$69.4B
| $28.2M | 0.01% |
1,976,809
+1,846
| +0.1% | +$26.7K |
|
1235
PUT
Capri Holdings
CPRI
$1.72B
| $28.1M | 0.01% |
581,000
+561,000
| +2,805% | +$30.6M |
|
|
WCN
1236
Waste Connections
WCN
$42.2B
| $28.1M | 0.01% |
223,351
+26,833
| +14% | +$3.39M |
|
1237
PUT
Dollar General
DG
$28.1B
| $28M | 0.01% |
131,999
+40,100
| +44% | +$9.05M |
|
1238
W.W. Grainger
GWW
$60.4B
| $28M | 0.01% |
71,221
-7,730
| -10% | -$3.35M |
|
1239
Xcel Energy
XEL
$48.1B
| $28M | 0.01% |
447,414
-44,922
| -9% | -$3.03M |
|
|
PSXP
1240
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
| $27.9M | 0.01% |
777,518
+26,150
| +3% | +$956K |
|
1241
CALL
Canadian Imperial Bank of Commerce
CM
$108B
| $27.8M | 0.01% |
500,000
| – | – |
|
1242
WisdomTree Japan Hedged Equity Fund
DXJ
$7.35B
| $27.8M | 0.01% |
440,491
+10,202
| +2% | +$629K |
|
|
RDS.B
1243
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $27.8M | 0.01% |
628,420
-13,029
| -2% | -$516K |
|
1244
Invesco S&P Global Water Index ETF
CGW
$1.08B
| $27.8M | 0.01% |
497,063
+1,445
| +0.3% | +$83K |
|
|
IAA
1245
PUT
DELISTED
IAA, Inc. Common Stock
IAA
| $27.8M | 0.01% |
508,600
+337,100
| +197% | +$18.7M |
|
1246
Itaú Unibanco
ITUB
$90.2B
| $27.7M | 0.01% |
7,233,647
+417,602
| +6% | +$1.71M |
|
1247
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.17B
| $27.6M | 0.01% |
317,251
-4,481
| -1% | -$395K |
|
1248
Vanguard Materials ETF
VAW
$3.08B
| $27.6M | 0.01% |
159,442
-1,457
| -0.9% | -$265K |
|
1249
SBA Communications
SBAC
$19.4B
| $27.6M | 0.01% |
83,522
-10,728
| -11% | -$3.71M |
|
1250
Avery Dennison
AVY
$13.2B
| $27.5M | 0.01% |
132,921
-23,637
| -15% | -$5.07M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.