UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1226
Invesco KBW Bank ETF
KBWB
$6.96B
| $20.3M | 0.01% |
394,212
-33,587
| -8% | -$1.68M |
|
1227
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$758M
| $20.3M | 0.01% |
584,021
+64,196
| +12% | +$2.21M |
|
1228
Aptiv
APTV
$10B
| $20.3M | 0.01% |
232,167
-55,957
| -19% | -$4.67M |
|
1229
PUT
Itaú Unibanco
ITUB
$92.6B
| $20.2M | 0.01% |
3,308,285
-267,169
| -7% | -$1.73M |
|
1230
iShares Morningstar Growth ETF
ILCG
$3.25B
| $20.2M | 0.01% |
527,870
+69,415
| +15% | +$2.69M |
|
|
CHL
1231
DELISTED
China Mobile Limited
CHL
| $20.2M | 0.01% |
487,888
-29,602
| -6% | -$1.26M |
|
|
HOLX
1232
DELISTED
Hologic
HOLX
| $20.2M | 0.01% |
399,887
+43,392
| +12% | +$2.14M |
|
|
K
1233
DELISTED
Kellanova
K
| $20.2M | 0.01% |
333,568
-178,081
| -35% | -$10.2M |
|
1234
CALL
Sherwin-Williams
SHW
$87.7B
| $20.1M | 0.01% |
109,800
+98,100
| +838% | +$16.7M |
|
1235
BlackRock Taxable Municipal Bond Trust
BBN
$983M
| $20.1M | 0.01% |
813,594
-163,508
| -17% | -$3.99M |
|
1236
BioMarin Pharmaceuticals
BMRN
$11.7B
| $20.1M | 0.01% |
298,115
+149,236
| +100% | +$11.5M |
|
1237
ResMed
RMD
$31.9B
| $20.1M | 0.01% |
148,503
+24,258
| +20% | +$3.18M |
|
1238
CALL
Verizon
VZ
$194B
| $20M | 0.01% |
330,700
-35,600
| -10% | -$2.05M |
|
|
NTG
1239
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
| $20M | 0.01% |
162,368
-9,430
| -5% | -$1.2M |
|
1240
NovaGold Resources
NG
$2.8B
| $19.9M | 0.01% |
3,286,296
-55,704
| -2% | -$365K |
|
1241
CALL
Simon Property Group
SPG
$73.6B
| $19.9M | 0.01% |
128,100
+61,100
| +91% | +$9.5M |
|
|
BSCL
1242
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
| $19.9M | 0.01% |
936,477
+64,046
| +7% | +$1.36M |
|
|
SLY
1243
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $19.9M | 0.01% |
295,943
-28,138
| -9% | -$1.88M |
|
1244
Sun Communities
SUI
$15B
| $19.9M | 0.01% |
133,809
-17,385
| -11% | -$2.45M |
|
1245
Steel Dynamics
STLD
$38.1B
| $19.9M | 0.01% |
666,219
-117,558
| -15% | -$3.47M |
|
1246
Trex
TREX
$4.9B
| $19.8M | 0.01% |
436,256
-197,176
| -31% | -$7.95M |
|
1247
Essent Group
ESNT
$6.16B
| $19.8M | 0.01% |
415,776
+127,972
| +44% | +$6.12M |
|
1248
Mercado Libre
MELI
$95B
| $19.8M | 0.01% |
35,952
-12,414
| -26% | -$7.53M |
|
1249
ICICI Bank
IBN
$109B
| $19.8M | 0.01% |
1,625,092
+128,632
| +9% | +$1.51M |
|
1250
Mohawk Industries
MHK
$9.23B
| $19.8M | 0.01% |
159,268
-27,388
| -15% | -$3.52M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.