UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1226
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.47B
| $19.4M | 0.01% |
807,776
+20,699
| +3% | +$515K |
|
1227
Sun Life Financial
SLF
$45.7B
| $19.4M | 0.01% |
487,486
+37,500
| +8% | +$1.5M |
|
1228
Invesco Aerospace & Defense ETF
PPA
$8.48B
| $19.4M | 0.01% |
314,640
-12,881
| -4% | -$756K |
|
1229
CALL
AerCap
AER
$24.2B
| $19.3M | 0.01% |
+336,294
| New | +$19M |
|
|
DIAX
1230
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
| $19.3M | 0.01% |
974,142
+162,589
| +20% | +$3.12M |
|
1231
State Street SPDR S&P International Dividend ETF
DWX
$527M
| $19.3M | 0.01% |
507,849
-20,843
| -4% | -$803K |
|
1232
Herbalife
HLF
$1.32B
| $19.2M | 0.01% |
352,413
+104,813
| +42% | +$5.79M |
|
|
MOMO
1233
Hello Group
MOMO
$879M
| $19.2M | 0.01% |
438,777
-413,470
| -49% | -$18.1M |
|
1234
CALL
Intel
INTC
$459B
| $19.2M | 0.01% |
406,175
+79,875
| +24% | +$3.89M |
|
1235
Terex
TEX
$7.36B
| $19.2M | 0.01% |
480,906
-26,703
| -5% | -$1.09M |
|
1236
ON Semiconductor
ON
$31.3B
| $19.1M | 0.01% |
1,035,870
+136,150
| +15% | +$2.91M |
|
1237
Credicorp
BAP
$31.4B
| $19.1M | 0.01% |
85,570
+18,046
| +27% | +$4.04M |
|
1238
Aecom
ACM
$9.61B
| $19.1M | 0.01% |
583,634
-58,638
| -9% | -$1.93M |
|
1239
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.07B
| $19M | 0.01% |
362,310
+1,063
| +0.3% | +$56.1K |
|
1240
Golub Capital BDC
GBDC
$3.44B
| $19M | 0.01% |
1,034,228
+117,481
| +13% | +$2.17M |
|
1241
Kohl's
KSS
$2.28B
| $19M | 0.01% |
254,474
+23,105
| +10% | +$1.75M |
|
1242
CALL
State Street SPDR S&P Regional Banking ETF
KRE
$4.69B
| $19M | 0.01% |
319,100
+25,600
| +9% | +$1.6M |
|
1243
PUT
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
| $18.9M | 0.01% |
+750,000
| New | +$18.8M |
|
1244
Sony
SONY
$133B
| $18.9M | 0.01% |
1,561,635
+15,830
| +1% | +$174K |
|
|
CEM
1245
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $18.9M | 0.01% |
260,515
+14,534
| +6% | +$1.07M |
|
1246
Revvity
RVTY
$12.9B
| $18.9M | 0.01% |
194,276
+10,622
| +6% | +$912K |
|
1247
State Street SPDR S&P China ETF
GXC
$476M
| $18.9M | 0.01% |
195,192
+1,136
| +0.6% | +$113K |
|
|
XEC
1248
DELISTED
CIMAREX ENERGY CO
XEC
| $18.9M | 0.01% |
202,853
+74,520
| +58% | +$6.84M |
|
1249
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
| $18.8M | 0.01% |
1,985,314
+206,584
| +12% | +$1.93M |
|
1250
Schwab International Equity ETF
SCHF
$67.1B
| $18.8M | 0.01% |
1,123,576
+94,436
| +9% | +$1.57M |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 635 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.