UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IBDM
1226
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
| $16.4M | 0.01% |
656,196
+35,133
| +6% | +$880K |
|
1227
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.7B
| $16.4M | 0.01% |
651,360
+246,415
| +61% | +$6.06M |
|
1228
Invesco S&P 500 BuyWrite ETF
PBP
$349M
| $16.4M | 0.01% |
738,284
+335,286
| +83% | +$7.51M |
|
1229
Martin Marietta Materials
MLM
$34.2B
| $16.4M | 0.01% |
79,589
-4,311
| -5% | -$911K |
|
1230
iShares MSCI Singapore ETF
EWS
$1.04B
| $16.4M | 0.01% |
671,639
-304,150
| -31% | -$7.44M |
|
|
EGN
1231
PUT
DELISTED
Energen
EGN
| $16.4M | 0.01% |
300,000
| – | – |
|
1232
PUT
Applied Materials
AMAT
$347B
| $16.4M | 0.01% |
314,900
+94,600
| +43% | +$4.28M |
|
1233
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
| $16.4M | 0.01% |
259,819
+114,177
| +78% | +$7.05M |
|
1234
PUT
Lumen
LUMN
$6.43B
| $16.4M | 0.01% |
865,700
+624,000
| +258% | +$13.1M |
|
1235
State Street SPDR S&P Semiconductor ETF
XSD
$2.51B
| $16.3M | 0.01% |
249,038
-131
| -0.1% | -$8.35K |
|
1236
BlackRock MuniYield Quality Fund III
MYI
$715M
| $16.3M | 0.01% |
1,138,943
+13,402
| +1% | +$195K |
|
|
AGN
1237
CALL
DELISTED
Allergan plc
AGN
| $16.3M | 0.01% |
79,600
+21,900
| +38% | +$5.09M |
|
1238
Wheaton Precious Metals
WPM
$49.7B
| $16.2M | 0.01% |
850,768
-170,514
| -17% | -$3.36M |
|
1239
Sun Life Financial
SLF
$45.6B
| $16.2M | 0.01% |
407,339
+61,371
| +18% | +$2.34M |
|
|
NID
1240
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $16.2M | 0.01% |
1,212,107
-3,337
| -0.3% | -$44.9K |
|
1241
Principal Financial Group
PFG
$24.3B
| $16.2M | 0.01% |
251,995
+20,644
| +9% | +$1.33M |
|
1242
PUT
United Parcel Service
UPS
$88.9B
| $16.2M | 0.01% |
135,000
-198,500
| -60% | -$22.6M |
|
1243
Prospect Capital
PSEC
$1.08B
| $16.1M | 0.01% |
2,401,806
+1,037,487
| +76% | +$7.78M |
|
|
K
1244
PUT
DELISTED
Kellanova
K
| $16.1M | 0.01% |
275,303
+29,288
| +12% | +$1.85M |
|
|
DISH
1245
DELISTED
DISH Network Corp.
DISH
| $16.1M | 0.01% |
297,145
-87,166
| -23% | -$5.15M |
|
1246
Conagra Brands
CAG
$7.42B
| $16.1M | 0.01% |
477,004
+173,641
| +57% | +$5.9M |
|
1247
Mohawk Industries
MHK
$6.91B
| $16.1M | 0.01% |
64,891
+1,712
| +3% | +$426K |
|
1248
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
| $16M | 0.01% |
561,702
+22,292
| +4% | +$638K |
|
|
ORC
1249
Orchid Island Capital
ORC
$1.31B
| $16M | 0.01% |
314,627
+301,456
| +2,289% | +$14.8M |
|
1250
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
| $16M | 0.01% |
271,661
-24,174
| -8% | -$1.35M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.