UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$3.37B |
| 2 |
UBS Group
UBS
|
+$501M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$318M |
| 4 |
Lockheed Martin
LMT
|
+$279M |
| 5 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Kraft Heinz
KHC
|
+$530M |
| 2 |
TWX
Time Warner Inc
TWX
|
+$326M |
| 3 |
ETP
Energy Transfer Partners L.p.
ETP
|
+$261M |
| 4 |
Illinois Tool Works
ITW
|
+$260M |
| 5 |
Wynn Resorts
WYNN
|
+$258M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.92% |
| 2 | Healthcare | 6.69% |
| 3 | Technology | 6.09% |
| 4 | Industrials | 5.73% |
| 5 | Consumer Discretionary | 5.16% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1226
CALL
Tapestry
TPR
$30.8B
| $11.6M | 0.01% |
290,300
+135,580
| +88% | +$4.91M |
|
|
SPLS
1227
DELISTED
Staples Inc
SPLS
| $11.6M | 0.01% |
1,054,612
+350,811
| +50% | +$3.3M |
|
1228
United States Oil Fund
USO
$2.15B
| $11.6M | 0.01% |
149,857
+36,811
| +33% | +$2.75M |
|
1229
BlackRock Enhanced International Dividend Trust
BGY
$524M
| $11.6M | 0.01% |
1,964,061
-401,038
| -17% | -$2.28M |
|
|
PMT
1230
PennyMac Mortgage Investment
PMT
$822M
| $11.6M | 0.01% |
852,374
-150,317
| -15% | -$1.99M |
|
|
ISD
1231
PGIM High Yield Bond Fund
ISD
$415M
| $11.6M | 0.01% |
751,031
-31,773
| -4% | -$470K |
|
1232
Xerox
XRX
$387M
| $11.5M | 0.01% |
392,236
+35,675
| +10% | +$920K |
|
|
IGI
1233
Western Asset Investment Grade Defined Opportunity Trust
IGI
$93.9M
| $11.5M | 0.01% |
550,533
-28,331
| -5% | -$573K |
|
1234
First Trust US Equity Opportunities ETF
FPX
$1.47B
| $11.5M | 0.01% |
230,365
-264,950
| -53% | -$12.5M |
|
|
DISH
1235
DELISTED
DISH Network Corp.
DISH
| $11.5M | 0.01% |
248,776
-460,195
| -65% | -$22.2M |
|
|
FTR
1236
DELISTED
Frontier Communications Corp.
FTR
| $11.5M | 0.01% |
137,180
-23,705
| -15% | -$1.72M |
|
1237
PUT
Agnico Eagle Mines
AEM
$73.6B
| $11.5M | 0.01% |
317,700
+310,000
| +4,026% | +$10.2M |
|
1238
Leggett & Platt
LEG
$1.34B
| $11.5M | 0.01% |
237,178
-11,638
| -5% | -$504K |
|
1239
Voya Financial
VOYA
$9.01B
| $11.5M | 0.01% |
385,537
-96,941
| -20% | -$2.93M |
|
|
NBL
1240
CALL
DELISTED
Noble Energy, Inc.
NBL
| $11.5M | 0.01% |
365,300
+298,900
| +450% | +$9.14M |
|
|
FPF
1241
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
| $11.5M | 0.01% |
508,101
-337,281
| -40% | -$7.25M |
|
1242
Invesco S&P MidCap Low Volatility ETF
XMLV
$750M
| $11.4M | 0.01% |
310,925
+252,983
| +437% | +$8.61M |
|
|
GLO
1243
Clough Global Opportunities Fund
GLO
$250M
| $11.4M | 0.01% |
1,192,142
+13,014
| +1% | +$122K |
|
1244
BlackRock MuniYield Quality Fund
MQY
$805M
| $11.4M | 0.01% |
702,137
-130,194
| -16% | -$2.08M |
|
|
SEE
1245
CALL
DELISTED
Sealed Air
SEE
| $11.3M | 0.01% |
+236,300
| New | +$10.3M |
|
1246
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
| $11.3M | 0.01% |
467,875
+18,285
| +4% | +$421K |
|
|
ESRX
1247
CALL
DELISTED
Express Scripts Holding Company
ESRX
| $11.3M | 0.01% |
164,000
+44,700
| +37% | +$3.21M |
|
1248
PUT
SM Energy
SM
$7.8B
| $11.2M | 0.01% |
+600,000
| New | +$8.28M |
|
1249
Xylem
XYL
$27.3B
| $11.2M | 0.01% |
274,076
-18,638
| -6% | -$686K |
|
1250
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
| $11.2M | 0.01% |
521,228
+132,795
| +34% | +$2.77M |
|
Similar funds
UBS Group's Q1 2016 Portfolio in Review
As of Q1 2016, UBS Group held 8,974 positions worth $149B, down 3.1% from $154B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS Group's Q1 2016 filing shows 578 new, 3,014 increased, 3,781 reduced and 1,286 closed positions. Its largest new stake was GCP Applied Technologies Inc.: 1,125,558 shares worth $22.4M. The largest sale was Kraft Heinz, an estimated $530M.
By sector, the portfolio is most concentrated in Financials at 6.9% of assets, down from 7.3% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q1 2016 buy was GCP Applied Technologies Inc.: 1,125,558 shares worth $22.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2016, an estimated $3.37B increase.
- UBS Group's biggest Q1 2016 reduction was Kraft Heinz, cutting an estimated $530M.
- UBS Group fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $197M.
- UBS Group's ten largest holdings make up 19% of its $149B portfolio in Q1 2016.
- UBS Group opened 578 new positions and closed 1,286 in Q1 2016.
- UBS Group's portfolio value fell 3.1% quarter-over-quarter to $149B.
Based on UBS Group's 13F filing for Q1 2016, filed 12 May 2016.