UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
iShares S&P 500 Growth ETF
IVW
$73.8B
| $694M | 0.22% |
9,383,087
+24,798
| +0.3% | +$1.89M |
|
102
Abbott
ABT
$183B
| $688M | 0.22% |
5,822,188
+148,519
| +3% | +$18.2M |
|
103
Lockheed Martin
LMT
$134B
| $682M | 0.21% |
1,975,728
-209,777
| -10% | -$75.9M |
|
104
State Street Financial Select Sector SPDR ETF
XLF
$57.6B
| $671M | 0.21% |
17,881,743
+1,473,736
| +9% | +$55.1M |
|
105
PUT
SPDR Gold Trust
GLD
$131B
| $664M | 0.21% |
4,045,200
-1,469,000
| -27% | -$246M |
|
106
Walmart Inc
WMT
$885B
| $662M | 0.21% |
14,256,024
-1,108,668
| -7% | -$53.4M |
|
107
State Street Industrial Select Sector SPDR ETF
XLI
$32.7B
| $662M | 0.21% |
6,765,213
+1,603,628
| +31% | +$165M |
|
108
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
| $641M | 0.2% |
4,439,900
+3,549,300
| +399% | +$527M |
|
109
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
| $640M | 0.2% |
4,271,913
+50,425
| +1% | +$7.72M |
|
110
PUT
Advanced Micro Devices
AMD
$776B
| $632M | 0.2% |
6,145,637
-24,500
| -0.4% | -$2.5M |
|
111
AT&T
T
$159B
| $630M | 0.2% |
30,864,072
-2,075,622
| -6% | -$43.6M |
|
112
PUT
Morgan Stanley
MS
$331B
| $628M | 0.2% |
6,454,985
+1,617,905
| +33% | +$160M |
|
113
CVS Health
CVS
$133B
| $622M | 0.2% |
7,326,414
-730,840
| -9% | -$61.2M |
|
|
114
Willis Towers Watson
WTW
$31.2B
| $619M | 0.19% |
2,661,804
+1,819,108
| +216% | +$405M |
|
115
PUT
Bank of America
BAC
$435B
| $617M | 0.19% |
14,543,439
+1,858,284
| +15% | +$74.9M |
|
116
TSMC
TSM
$2.1T
| $615M | 0.19% |
5,509,252
-195,960
| -3% | -$23M |
|
117
Boeing
BA
$171B
| $603M | 0.19% |
2,741,135
-44,737
| -2% | -$9.98M |
|
118
PUT
Alibaba
BABA
$293B
| $601M | 0.19% |
4,061,800
+913,773
| +29% | +$166M |
|
|
XYZ
119
PUT
Block Inc
XYZ
$48.4B
| $597M | 0.19% |
2,489,746
+453,150
| +22% | +$116M |
|
120
ExxonMobil
XOM
$644B
| $591M | 0.19% |
10,043,120
+2,115,428
| +27% | +$121M |
|
121
iShares Core US Aggregate Bond ETF
AGG
$137B
| $587M | 0.18% |
5,115,162
+15,496
| +0.3% | +$1.8M |
|
122
CALL
iShares MSCI Japan ETF
EWJ
$21.9B
| $586M | 0.18% |
8,337,500
+8,104,500
| +3,478% | +$561M |
|
123
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39B
| $584M | 0.18% |
22,410,048
+9,508,600
| +74% | +$236M |
|
124
Blackstone
BX
$102B
| $581M | 0.18% |
4,997,763
-12,495
| -0.2% | -$1.45M |
|
125
Mastercard
MA
$502B
| $571M | 0.18% |
1,641,929
+107,065
| +7% | +$38.9M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.