UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Blackrock
BLK
$167B
| $651M | 0.23% |
1,295,027
-68,002
| -5% | -$32.3M |
|
|
102
Alibaba
BABA
$276B
| $645M | 0.22% |
3,042,937
-4,110,916
| -57% | -$771M |
|
103
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
| $642M | 0.22% |
9,779,572
-367,093
| -4% | -$23.6M |
|
104
Diageo
DEO
$49.6B
| $642M | 0.22% |
3,808,954
+263,573
| +7% | +$42.8M |
|
105
iShares S&P 500 Growth ETF
IVW
$70.5B
| $639M | 0.22% |
13,189,508
-265,280
| -2% | -$12.3M |
|
106
Enterprise Products Partners
EPD
$83.7B
| $632M | 0.22% |
22,428,497
+747,987
| +3% | +$20.3M |
|
107
Vanguard Dividend Appreciation ETF
VIG
$111B
| $631M | 0.22% |
5,061,415
+204,947
| +4% | +$24.8M |
|
108
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
| $630M | 0.22% |
4,653,300
+2,772,900
| +147% | +$386M |
|
109
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
| $627M | 0.22% |
20,365,041
+3,047,158
| +18% | +$89.4M |
|
110
Salesforce
CRM
$154B
| $626M | 0.22% |
3,846,425
+65,961
| +2% | +$10.3M |
|
111
Mondelez International
MDLZ
$82.9B
| $625M | 0.22% |
11,342,973
+359,947
| +3% | +$19.3M |
|
112
CALL
iShares China Large-Cap ETF
FXI
$4.32B
| $618M | 0.22% |
14,171,100
+5,722,500
| +68% | +$239M |
|
|
RTN
113
CALL
DELISTED
Raytheon Company
RTN
| $617M | 0.21% |
2,809,900
+50,600
| +2% | +$10.7M |
|
|
114
Truist Financial
TFC
$63.9B
| $603M | 0.21% |
10,710,427
+9,819,277
| +1,102% | +$532M |
|
115
Vanguard Information Technology ETF
VGT
$133B
| $603M | 0.21% |
19,692,304
-116,720
| -0.6% | -$3.34M |
|
116
Intercontinental Exchange
ICE
$87.2B
| $597M | 0.21% |
6,450,321
+67,500
| +1% | +$6.26M |
|
117
PUT
iShares MSCI Brazil ETF
EWZ
$8.98B
| $596M | 0.21% |
12,562,500
-2,668,300
| -18% | -$117M |
|
118
iShares National Muni Bond ETF
MUB
$45.2B
| $594M | 0.21% |
5,214,876
-631,619
| -11% | -$71.9M |
|
119
Fidelity National Information Services
FIS
$24.2B
| $590M | 0.21% |
4,242,383
+1,389,371
| +49% | +$186M |
|
120
Chubb
CB
$140B
| $579M | 0.2% |
3,716,543
+208,417
| +6% | +$31.9M |
|
121
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
| $569M | 0.2% |
4,914,022
-81,379
| -2% | -$9.04M |
|
122
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
| $565M | 0.2% |
3,412,807
+192,701
| +6% | +$30.7M |
|
123
iShares US Real Estate ETF
IYR
$4.75B
| $565M | 0.2% |
6,065,808
+1,168,418
| +24% | +$108M |
|
124
TJX Companies
TJX
$179B
| $564M | 0.2% |
9,233,335
+367,985
| +4% | +$21.8M |
|
125
CVS Health
CVS
$135B
| $544M | 0.19% |
7,325,454
+266,827
| +4% | +$18.7M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.