UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
American Tower
AMT
$77.7B
| $506M | 0.23% |
3,704,320
+64,661
| +2% | +$9M |
|
102
Diageo
DEO
$47.3B
| $500M | 0.23% |
3,781,170
-199,953
| -5% | -$25.8M |
|
103
Chubb
CB
$139B
| $499M | 0.23% |
3,498,812
+2,223
| +0.1% | +$322K |
|
104
VF Corp
VFC
$6.72B
| $486M | 0.22% |
8,122,432
-722,267
| -8% | -$41.7M |
|
105
Bristol-Myers Squibb
BMY
$128B
| $482M | 0.22% |
7,563,321
-1,331,405
| -15% | -$77.7M |
|
106
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
| $479M | 0.22% |
8,542,262
+921,976
| +12% | +$51.7M |
|
107
CALL
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
| $475M | 0.22% |
13,882,200
+7,143,000
| +106% | +$232M |
|
108
CALL
Delta Air Lines
DAL
$57B
| $473M | 0.22% |
9,800,100
+3,319,300
| +51% | +$165M |
|
|
CELG
109
DELISTED
Celgene Corp
CELG
| $466M | 0.22% |
3,192,964
-572,274
| -15% | -$77.9M |
|
110
Berkshire Hathaway Class B
BRK.B
$1.07T
| $464M | 0.21% |
2,531,541
-33,588
| -1% | -$5.94M |
|
111
Verizon
VZ
$198B
| $457M | 0.21% |
9,226,706
-541,461
| -6% | -$25.5M |
|
112
Vanguard Total World Stock ETF
VT
$76.4B
| $448M | 0.21% |
6,330,408
+381,608
| +6% | +$26.5M |
|
113
UnitedHealth
UNH
$379B
| $438M | 0.2% |
2,238,585
-6,198
| -0.3% | -$1.2M |
|
114
PUT
NVIDIA
NVDA
$4.76T
| $433M | 0.2% |
96,800,000
+13,304,000
| +16% | +$55.3M |
|
|
115
CALL
Deutsche Bank
DB
$67.9B
| $432M | 0.2% |
25,001,397
+20,456,593
| +450% | +$355M |
|
116
Vanguard Small-Cap ETF
VB
$79.9B
| $430M | 0.2% |
3,044,084
-1,803
| -0.1% | -$246K |
|
117
TSMC
TSM
$2.07T
| $428M | 0.2% |
11,402,965
+2,584,710
| +29% | +$94.4M |
|
118
PUT
Alibaba
BABA
$276B
| $426M | 0.2% |
2,466,100
-144,200
| -6% | -$23.4M |
|
119
Lowe's Companies
LOW
$119B
| $424M | 0.2% |
5,304,567
+266,425
| +5% | +$20.4M |
|
120
Amgen
AMGN
$203B
| $419M | 0.19% |
2,249,134
-130,337
| -5% | -$23.1M |
|
121
CALL
Union Pacific
UNP
$178B
| $417M | 0.19% |
3,593,700
+99,500
| +3% | +$10.7M |
|
122
TJX Companies
TJX
$173B
| $412M | 0.19% |
11,171,060
+61,332
| +0.6% | +$2.18M |
|
123
State Street Technology Select Sector SPDR ETF
XLK
$114B
| $411M | 0.19% |
13,906,718
-1,613,630
| -10% | -$46.5M |
|
124
Vanguard Dividend Appreciation ETF
VIG
$112B
| $408M | 0.19% |
4,306,909
-16,250
| -0.4% | -$1.52M |
|
125
Gilead Sciences
GILD
$162B
| $406M | 0.19% |
5,008,048
+508,590
| +11% | +$38.9M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.