UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
State Street SPDR S&P Retail ETF
XRT
$457M
| $298M | 0.21% |
6,697,876
+1,742,880
| +35% | +$83.1M |
|
102
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
| $297M | 0.21% |
5,947,024
-2,225,642
| -27% | -$117M |
|
103
Mondelez International
MDLZ
$82.9B
| $297M | 0.21% |
7,083,415
+3,717,601
| +110% | +$160M |
|
104
PUT
ExxonMobil
XOM
$650B
| $296M | 0.21% |
3,980,900
+3,060,300
| +332% | +$236M |
|
105
Altria Group
MO
$125B
| $295M | 0.21% |
5,424,589
+261,242
| +5% | +$14M |
|
106
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $293M | 0.21% |
5,579,106
+873,692
| +19% | +$45.9M |
|
|
107
PUT
Apple
AAPL
$4.97T
| $291M | 0.21% |
10,545,560
+1,652,000
| +19% | +$48.4M |
|
108
British American Tobacco
BTI
$136B
| $290M | 0.21% |
5,267,872
-216,768
| -4% | -$12M |
|
109
CALL
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
| $288M | 0.2% |
5,914,800
+4,125,900
| +231% | +$223M |
|
110
iShares MSCI Emerging Markets ETF
EEM
$27.5B
| $287M | 0.2% |
8,748,270
+1,273,342
| +17% | +$45M |
|
111
Vanguard Information Technology ETF
VGT
$133B
| $284M | 0.2% |
22,718,912
+953,392
| +4% | +$12.5M |
|
112
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
| $280M | 0.2% |
2,594,472
+253,998
| +11% | +$29.7M |
|
113
iShares Core S&P 500 ETF
IVV
$858B
| $277M | 0.2% |
1,437,406
+25,408
| +2% | +$5.19M |
|
114
Vanguard Total International Bond ETF
BNDX
$82B
| $277M | 0.2% |
5,227,728
+396,042
| +8% | +$20.9M |
|
115
Johnson Controls International
JCI
$85.1B
| $275M | 0.19% |
6,352,752
+5,394,669
| +563% | +$249M |
|
116
iShares US Real Estate ETF
IYR
$4.75B
| $275M | 0.19% |
3,877,616
-1,402,451
| -27% | -$102M |
|
117
Vanguard FTSE Emerging Markets ETF
VWO
$117B
| $275M | 0.19% |
8,303,723
+1,281,059
| +18% | +$46.5M |
|
118
IBM
IBM
$213B
| $270M | 0.19% |
1,946,349
+48,225
| +3% | +$7.12M |
|
119
PUT
Alibaba
BABA
$276B
| $268M | 0.19% |
4,540,800
-1,143,600
| -20% | -$83.2M |
|
120
Vanguard FTSE Europe ETF
VGK
$30.1B
| $266M | 0.19% |
5,402,709
+2,042,370
| +61% | +$108M |
|
121
Berkshire Hathaway Class B
BRK.B
$1.1T
| $265M | 0.19% |
2,032,013
-532,724
| -21% | -$73M |
|
122
Nike
NKE
$64.1B
| $265M | 0.19% |
4,308,738
+76,948
| +2% | +$4.35M |
|
123
Kinder Morgan
KMI
$70.9B
| $265M | 0.19% |
9,568,178
-1,324,094
| -12% | -$43.8M |
|
124
United Parcel Service
UPS
$88.9B
| $262M | 0.19% |
2,650,945
+88,840
| +3% | +$8.77M |
|
125
Thermo Fisher Scientific
TMO
$214B
| $261M | 0.18% |
2,130,504
+191,170
| +10% | +$24.9M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.