UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1201
iShares US Industrials ETF
IYJ
$2.02B
| $13.7M | 0.01% |
221,320
-136,048
| -38% | -$10.6M |
|
1202
PUT
Sony
SONY
$138B
| $13.7M | 0.01% |
+1,160,000
| New | +$15.2M |
|
1203
FlexShares Quality Dividend Index Fund
QDF
$2.28B
| $13.7M | 0.01% |
381,209
-429,806
| -53% | -$19.1M |
|
1204
Packaging Corp of America
PKG
$22.8B
| $13.7M | 0.01% |
157,511
-59,454
| -27% | -$5.76M |
|
1205
Ollie's Bargain Outlet
OLLI
$4.94B
| $13.7M | 0.01% |
295,116
+671
| +0.2% | +$34.4K |
|
|
BSCN
1206
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
| $13.6M | 0.01% |
654,958
+29,203
| +5% | +$616K |
|
1207
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| $13.6M | 0.01% |
109,800
-151,200
| -58% | -$19.3M |
|
1208
Jack Henry & Associates
JKHY
$11.1B
| $13.5M | 0.01% |
87,234
-90,687
| -51% | -$14.1M |
|
1209
Vericel Corp
VCEL
$2.31B
| $13.5M | 0.01% |
1,474,928
+1,424,454
| +2,822% | +$21.4M |
|
1210
MGM Resorts International
MGM
$11.2B
| $13.5M | 0.01% |
1,143,481
+440,491
| +63% | +$11.3M |
|
1211
Aptiv
APTV
$10.3B
| $13.5M | 0.01% |
273,176
-45,091
| -14% | -$3.54M |
|
1212
Boston Properties
BXP
$11.1B
| $13.4M | 0.01% |
145,503
-206,307
| -59% | -$26.6M |
|
1213
C.H. Robinson
CHRW
$17.5B
| $13.4M | 0.01% |
202,543
+52,704
| +35% | +$3.79M |
|
1214
Annaly Capital Management
NLY
$17.4B
| $13.3M | 0.01% |
658,087
-2,423,417
| -79% | -$85.2M |
|
1215
Liberty Broadband Class C
LBRDK
$5.15B
| $13.3M | 0.01% |
120,319
+20,353
| +20% | +$2.53M |
|
1216
Nokia
NOK
$52.3B
| $13.3M | 0.01% |
4,296,706
+1,575,528
| +58% | +$5.86M |
|
1217
iShares CMBS ETF
CMBS
$472M
| $13.2M | 0.01% |
246,250
-17,217
| -7% | -$922K |
|
1218
Polaris
PII
$4.07B
| $13.2M | 0.01% |
274,586
-14,350
| -5% | -$1.18M |
|
1219
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
| $13.2M | 0.01% |
510,665
-20,536
| -4% | -$529K |
|
1220
Aon
AON
$76B
| $13.2M | 0.01% |
79,824
-265,935
| -77% | -$54.4M |
|
1221
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
| $13.2M | 0.01% |
2,017,520
+153,189
| +8% | +$1.31M |
|
1222
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
| $13.2M | 0.01% |
736,480
-11,735
| -2% | -$284K |
|
1223
iShares Global Healthcare ETF
IXJ
$4.18B
| $13.2M | 0.01% |
216,090
-8,919
| -4% | -$588K |
|
1224
PUT
Live Nation Entertainment
LYV
$42.1B
| $13.1M | 0.01% |
289,200
+196,800
| +213% | +$12.2M |
|
1225
CALL
IBM
IBM
$224B
| $13.1M | 0.01% |
123,951
-97,696
| -44% | -$12.4M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.