UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1201
Verisk Analytics
VRSK
$25.1B
| $21M | 0.01% |
132,995
-8,680
| -6% | -$1.35M |
|
1202
BlackRock MuniYield Quality Fund III
MYI
$716M
| $21M | 0.01% |
1,549,252
+63,633
| +4% | +$855K |
|
1203
Global X FinTech ETF
FINX
$174M
| $20.9M | 0.01% |
727,761
-44,938
| -6% | -$1.32M |
|
1204
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.1B
| $20.9M | 0.01% |
755,445
+251,757
| +50% | +$7.29M |
|
|
CELG
1205
CALL
DELISTED
Celgene Corp
CELG
| $20.9M | 0.01% |
210,300
+83,800
| +66% | +$7.96M |
|
1206
CALL
iShares Silver Trust
SLV
$28.8B
| $20.9M | 0.01% |
+1,310,300
| New | +$20.8M |
|
|
ARR
1207
Armour Residential REIT
ARR
$2.31B
| $20.8M | 0.01% |
248,873
-108,606
| -30% | -$9.49M |
|
1208
Xcel Energy
XEL
$48.2B
| $20.8M | 0.01% |
320,509
-298,953
| -48% | -$18.6M |
|
|
GHY
1209
PGIM Global High Yield Fund
GHY
$480M
| $20.8M | 0.01% |
1,444,619
-24,103
| -2% | -$346K |
|
1210
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
| $20.7M | 0.01% |
374,820
+34,037
| +10% | +$1.88M |
|
1211
iShares Global 100 ETF
IOO
$9.14B
| $20.7M | 0.01% |
419,103
-16,345
| -4% | -$797K |
|
1212
First Trust Emerging Markets AlphaDEX Fund
FEM
$766M
| $20.7M | 0.01% |
878,088
-23,382
| -3% | -$565K |
|
1213
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
| $20.6M | 0.01% |
391,809
+100,745
| +35% | +$5.27M |
|
1214
Broadridge
BR
$19.9B
| $20.6M | 0.01% |
165,696
+21,271
| +15% | +$2.74M |
|
1215
PUT
Blackrock
BLK
$176B
| $20.6M | 0.01% |
46,200
+17,800
| +63% | +$7.93M |
|
|
DRE
1216
DELISTED
Duke Realty Corp.
DRE
| $20.6M | 0.01% |
605,290
+163,085
| +37% | +$5.4M |
|
1217
iShares US Equity Factor ETF
LRGF
$3.67B
| $20.6M | 0.01% |
643,937
-31,074
| -5% | -$988K |
|
1218
CALL
Adobe
ADBE
$100B
| $20.6M | 0.01% |
74,400
+44,100
| +146% | +$12.9M |
|
1219
Equity Lifestyle Properties
ELS
$12.6B
| $20.5M | 0.01% |
306,570
+47,936
| +19% | +$3.12M |
|
1220
PUT
BP
BP
$110B
| $20.5M | 0.01% |
538,800
-16,306
| -3% | -$622K |
|
1221
Revvity
RVTY
$12.4B
| $20.5M | 0.01% |
240,324
-4,744
| -2% | -$415K |
|
1222
PUT
LyondellBasell Industries
LYB
$19.5B
| $20.5M | 0.01% |
228,600
+138,400
| +153% | +$11.3M |
|
1223
Vornado Realty Trust
VNO
$7.64B
| $20.4M | 0.01% |
321,045
+102,216
| +47% | +$6.43M |
|
1224
Hilton Worldwide
HLT
$70.9B
| $20.4M | 0.01% |
219,401
-3,932
| -2% | -$373K |
|
1225
Vanguard International High Dividend Yield ETF
VYMI
$20.7B
| $20.4M | 0.01% |
343,076
+79,974
| +30% | +$4.75M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.