UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
AllianceBernstein
AB
$3.47B
| $30.2M | 0.01% |
608,792
+116,538
| +24% | +$5.74M |
|
1177
Avantor
AVTR
$8.88B
| $30.2M | 0.01% |
737,785
+230,877
| +46% | +$9.02M |
|
1178
Invesco
IVZ
$14.1B
| $30.1M | 0.01% |
1,250,483
-26,705
| -2% | -$668K |
|
1179
PUT
Logitech
LOGI
$14.9B
| $30.1M | 0.01% |
341,934
+124,563
| +57% | +$13.5M |
|
1180
Pultegroup
PHM
$24.6B
| $30.1M | 0.01% |
655,107
-128,641
| -16% | -$6.68M |
|
1181
iShares MSCI Australia ETF
EWA
$1.44B
| $30M | 0.01% |
1,210,230
-1,019,809
| -46% | -$26.3M |
|
|
JPS
1182
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $30M | 0.01% |
3,061,727
+55,794
| +2% | +$557K |
|
1183
Alaska Air
ALK
$5.71B
| $30M | 0.01% |
511,629
+142,240
| +39% | +$8.2M |
|
1184
PUT
Parker-Hannifin
PH
$135B
| $30M | 0.01% |
107,200
+5,000
| +5% | +$1.49M |
|
1185
PUT
RTX Corp
RTX
$301B
| $30M | 0.01% |
348,700
-600
| -0.2% | -$51.3K |
|
1186
SS&C Technologies
SSNC
$18.6B
| $30M | 0.01% |
431,842
-23,203
| -5% | -$1.72M |
|
1187
Akamai
AKAM
$17.1B
| $29.9M | 0.01% |
286,348
-158,922
| -36% | -$18.2M |
|
1188
Vanguard ESG US Stock ETF
ESGV
$13.6B
| $29.8M | 0.01% |
372,794
-29,943
| -7% | -$2.47M |
|
1189
Fidelity National Financial
FNF
$13.9B
| $29.8M | 0.01% |
683,022
+19,858
| +3% | +$881K |
|
1190
RPM International
RPM
$14.8B
| $29.8M | 0.01% |
383,183
-25,777
| -6% | -$2.17M |
|
1191
PUT
eBay
EBAY
$47.6B
| $29.7M | 0.01% |
426,300
| – | – |
|
1192
Nuveen Municipal Credit Income Fund
NZF
$2.43B
| $29.6M | 0.01% |
1,772,238
-156,637
| -8% | -$2.71M |
|
1193
Cardinal Health
CAH
$55.1B
| $29.5M | 0.01% |
596,928
-106,671
| -15% | -$5.79M |
|
1194
M&T Bank
MTB
$36.2B
| $29.5M | 0.01% |
197,588
-26,402
| -12% | -$3.66M |
|
1195
Invesco FTSE RAFI US 1000 ETF
PRF
$9.96B
| $29.5M | 0.01% |
930,630
-6,085
| -0.6% | -$197K |
|
1196
Vale
VALE
$63.1B
| $29.4M | 0.01% |
2,107,493
-916
| -0% | -$18K |
|
1197
Atlassian
TEAM
$27.6B
| $29.4M | 0.01% |
75,106
+19,222
| +34% | +$6.42M |
|
|
CTRA
1198
DELISTED
Coterra Energy
CTRA
| $29.3M | 0.01% |
1,346,905
+465,834
| +53% | +$7.99M |
|
1199
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
| $29.3M | 0.01% |
1,237,057
-13,795
| -1% | -$336K |
|
1200
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
| $29.2M | 0.01% |
971,060
+136,392
| +16% | +$4.11M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.