UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$2.06B
| $19.9M | 0.01% |
1,002,996
+413,578
| +70% | +$8.27M |
|
1177
Expedia Group
EXPE
$37.3B
| $19.8M | 0.01% |
215,795
-70,907
| -25% | -$6.38M |
|
1178
BlackRock MuniYield Quality Fund III
MYI
$721M
| $19.8M | 0.01% |
1,469,934
-2,848
| -0.2% | -$38.4K |
|
1179
Nucor
NUE
$62.1B
| $19.7M | 0.01% |
438,234
-901
| -0.2% | -$39.9K |
|
1180
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
| $19.6M | 0.01% |
369,321
+37,656
| +11% | +$2.05M |
|
1181
Zebra Technologies
ZBRA
$17.8B
| $19.6M | 0.01% |
77,607
+13,009
| +20% | +$3.5M |
|
|
DRNA
1182
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
| $19.6M | 0.01% |
1,088,209
-262,068
| -19% | -$5.43M |
|
1183
Cheniere Energy
CQP
$31.3B
| $19.4M | 0.01% |
584,562
+16,301
| +3% | +$574K |
|
1184
ProShares Short QQQ
PSQ
$722M
| $19.4M | 0.01% |
234,680
+104,852
| +81% | +$9.02M |
|
1185
PUT
Spotify
SPOT
$100B
| $19.4M | 0.01% |
80,000
-200,000
| -71% | -$51.7M |
|
1186
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
| $19.4M | 0.01% |
359,893
+139,954
| +64% | +$7.08M |
|
1187
Huntington Bancshares
HBAN
$35.5B
| $19.3M | 0.01% |
2,110,068
+216,632
| +11% | +$2.02M |
|
1188
Franco-Nevada
FNV
$46B
| $19.3M | 0.01% |
138,193
+27,393
| +25% | +$4.07M |
|
1189
PUT
Aptiv
APTV
$10.3B
| $19.3M | 0.01% |
210,000
-30,000
| -13% | -$2.52M |
|
1190
Vanguard ESG US Stock ETF
ESGV
$13.6B
| $19.2M | 0.01% |
311,294
+47,479
| +18% | +$2.89M |
|
1191
PUT
Amgen
AMGN
$222B
| $19.2M | 0.01% |
75,700
+10,100
| +15% | +$2.5M |
|
|
BSCL
1192
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
| $19.2M | 0.01% |
902,453
-59,622
| -6% | -$1.27M |
|
|
LVGO
1193
DELISTED
Livongo Health, Inc. Common Stock
LVGO
| $19.2M | 0.01% |
137,338
-14,054
| -9% | -$1.71M |
|
1194
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
| $19.2M | 0.01% |
290,819
-14,757
| -5% | -$968K |
|
|
FRC
1195
DELISTED
First Republic Bank
FRC
| $19.2M | 0.01% |
175,837
-15,572
| -8% | -$1.73M |
|
1196
CALL
Intuitive Surgical
ISRG
$134B
| $19.2M | 0.01% |
81,000
+30,000
| +59% | +$6.74M |
|
1197
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
| $19.1M | 0.01% |
642,847
+84,407
| +15% | +$2.53M |
|
1198
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
| $19.1M | 0.01% |
339,852
+30,074
| +10% | +$1.69M |
|
|
SCHV
1199
Schwab US Large-Cap Value ETF
SCHV
$16.1B
| $19.1M | 0.01% |
1,097,796
+90,783
| +9% | +$1.59M |
|
1200
Americold
COLD
$4.27B
| $19.1M | 0.01% |
533,966
-173,442
| -25% | -$6.56M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.