UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
Invesco Financial Preferred ETF
PGF
$674M
| $20.7M | 0.01% |
1,098,385
-66,371
| -6% | -$1.26M |
|
1177
Invesco BuyBack Achievers ETF
PKW
$1.72B
| $20.7M | 0.01% |
350,358
-17,631
| -5% | -$1M |
|
|
WWE
1178
DELISTED
World Wrestling Entertainment
WWE
| $20.7M | 0.01% |
675,933
-743,878
| -52% | -$20.1M |
|
1179
iShares US Energy ETF
IYE
$1.72B
| $20.6M | 0.01% |
520,634
+120,413
| +30% | +$4.54M |
|
|
ENLK
1180
DELISTED
EnLink Midstream Partners, LP
ENLK
| $20.6M | 0.01% |
1,342,366
-238,877
| -15% | -$3.75M |
|
1181
Regions Financial
RF
$26.4B
| $20.6M | 0.01% |
1,193,695
+754,205
| +172% | +$12.1M |
|
1182
CALL
iShares MSCI Brazil ETF
EWZ
$8.98B
| $20.6M | 0.01% |
509,800
-275,000
| -35% | -$11.1M |
|
1183
PUT
Rio Tinto
RIO
$152B
| $20.6M | 0.01% |
388,800
-231,200
| -37% | -$11.3M |
|
|
CMO
1184
DELISTED
Capstead Mortgage Corp.
CMO
| $20.6M | 0.01% |
2,377,835
-168,333
| -7% | -$1.54M |
|
1185
TransDigm Group
TDG
$70.7B
| $20.5M | 0.01% |
74,827
+1,811
| +2% | +$492K |
|
|
LLL
1186
DELISTED
L3 Technologies, Inc.
LLL
| $20.5M | 0.01% |
103,432
+25,964
| +34% | +$4.94M |
|
|
TTM
1187
DELISTED
Tata Motors Limited
TTM
| $20.4M | 0.01% |
618,298
-584,367
| -49% | -$18.9M |
|
1188
PUT
UBS Group
UBS
$170B
| $20.4M | 0.01% |
1,111,739
+108,918
| +11% | +$1.89M |
|
|
P
1189
DELISTED
Pandora Media Inc
P
| $20.4M | 0.01% |
4,235,074
+4,226,915
| +51,807% | +$25.3M |
|
|
WLL
1190
DELISTED
Whiting Petroleum Corporation
WLL
| $20.4M | 0.01% |
10,256
+7,164
| +232% | +$12.6M |
|
1191
Cambria Foreign Shareholder Yield ETF
FYLD
$692M
| $20.3M | 0.01% |
769,467
+19,827
| +3% | +$510K |
|
1192
CALL
Marriott Vacations Worldwide
VAC
$3.53B
| $20.3M | 0.01% |
150,000
| – | – |
|
1193
Masco
MAS
$14.3B
| $20.2M | 0.01% |
460,778
+7,655
| +2% | +$311K |
|
1194
CALL
Halliburton
HAL
$26.1B
| $20.1M | 0.01% |
411,300
+356,000
| +644% | +$15.7M |
|
1195
Universal Display
OLED
$3.75B
| $20.1M | 0.01% |
116,302
-22,521
| -16% | -$3.59M |
|
1196
Bankunited
BKU
$3.33B
| $20M | 0.01% |
491,630
-523,634
| -52% | -$19.1M |
|
1197
Tractor Supply
TSCO
$16.3B
| $20M | 0.01% |
1,337,765
+108,340
| +9% | +$1.39M |
|
1198
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
| $19.9M | 0.01% |
406,162
-2,581
| -0.6% | -$121K |
|
1199
PUT
Cognizant
CTSH
$25.2B
| $19.9M | 0.01% |
280,000
+30,000
| +12% | +$2.19M |
|
1200
Loews
L
$24.5B
| $19.8M | 0.01% |
396,671
+190,215
| +92% | +$9.4M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.