UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
PUT
iShares Silver Trust
SLV
$27.7B
| $17.6M | 0.01% |
1,121,000
+598,807
| +115% | +$9.54M |
|
|
AABA
1177
DELISTED
Altaba Inc
AABA
| $17.6M | 0.01% |
265,795
+32,488
| +14% | +$1.99M |
|
1178
Republic Services
RSG
$67.4B
| $17.6M | 0.01% |
266,022
-60,682
| -19% | -$3.94M |
|
1179
Hilton Worldwide
HLT
$72.4B
| $17.6M | 0.01% |
252,896
-686,848
| -73% | -$43.8M |
|
1180
Invesco Semiconductors ETF
PSI
$2.03B
| $17.6M | 0.01% |
1,066,134
-108,852
| -9% | -$1.64M |
|
|
ANH
1181
DELISTED
Anworth Mortgage Asset Corporation
ANH
| $17.5M | 0.01% |
2,913,145
+588,710
| +25% | +$3.57M |
|
|
IBDL
1182
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
| $17.5M | 0.01% |
684,733
+21,533
| +3% | +$550K |
|
1183
Dick's Sporting Goods
DKS
$18.4B
| $17.5M | 0.01% |
647,064
+210,781
| +48% | +$6.7M |
|
1184
PUT
Under Armour
UAA
$3.01B
| $17.5M | 0.01% |
1,060,000
-435,000
| -29% | -$7.98M |
|
1185
PUT
Royal Caribbean
RCL
$86.8B
| $17.4M | 0.01% |
147,200
+54,400
| +59% | +$6.36M |
|
1186
CALL
Regions Financial
RF
$26.4B
| $17.4M | 0.01% |
1,145,400
+1,120,300
| +4,463% | +$16.1M |
|
1187
Bath & Body Works
BBWI
$3.97B
| $17.4M | 0.01% |
518,088
+190,735
| +58% | +$6.4M |
|
1188
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
| $17.4M | 0.01% |
323,929
+9,252
| +3% | +$498K |
|
1189
CALL
Phillips 66
PSX
$82.9B
| $17.4M | 0.01% |
190,200
+168,100
| +761% | +$14.2M |
|
1190
Hewlett Packard
HPE
$58.8B
| $17.4M | 0.01% |
1,183,390
+172,006
| +17% | +$2.35M |
|
|
CTXS
1191
DELISTED
Citrix Systems Inc
CTXS
| $17.4M | 0.01% |
226,547
-136,130
| -38% | -$10.6M |
|
1192
PUT
Chipotle Mexican Grill
CMG
$43.9B
| $17.4M | 0.01% |
2,825,000
+2,395,000
| +557% | +$16.1M |
|
1193
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
| $17.3M | 0.01% |
165,701
-43,437
| -21% | -$4.63M |
|
1194
ING
ING
$92.9B
| $17.3M | 0.01% |
939,661
+77,511
| +9% | +$1.4M |
|
1195
iShares JPMorgan EM High Yield Bond ETF
EMHY
$617M
| $17.3M | 0.01% |
340,690
+113,661
| +50% | +$5.74M |
|
1196
Alcoa
AA
$11.3B
| $17.2M | 0.01% |
369,250
-4,163
| -1% | -$166K |
|
1197
PUT
UBS Group
UBS
$170B
| $17.2M | 0.01% |
1,002,821
-534,843
| -35% | -$9.15M |
|
1198
The Mosaic Company
MOS
$7.19B
| $17.2M | 0.01% |
795,913
+159,750
| +25% | +$3.46M |
|
1199
Xylem
XYL
$28.5B
| $17.2M | 0.01% |
274,257
-11,462
| -4% | -$685K |
|
|
PBFX
1200
DELISTED
PBF LOGISTICS LP
PBFX
| $17.2M | 0.01% |
817,590
+126,181
| +18% | +$2.62M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.