UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1176
Microchip Technology
MCHP
$40.3B
| $15.8M | 0.01% |
492,556
-48,208
| -9% | -$1.52M |
|
|
ENV
1177
DELISTED
ENVESTNET, INC.
ENV
| $15.8M | 0.01% |
447,445
-53,655
| -11% | -$1.93M |
|
|
IFLN
1178
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
| $15.7M | 0.01% |
836,163
+2,353
| +0.3% | +$44K |
|
|
DM
1179
DELISTED
Dominion Energy Midstream Ptr LP
DM
| $15.7M | 0.01% |
530,617
-159,828
| -23% | -$4.13M |
|
1180
Equinix
EQIX
$101B
| $15.7M | 0.01% |
43,849
-1,404
| -3% | -$491K |
|
1181
CALL
Chevron
CVX
$392B
| $15.7M | 0.01% |
133,100
-203,300
| -60% | -$22.1M |
|
1182
CALL
Altria Group
MO
$114B
| $15.6M | 0.01% |
231,300
+100,400
| +77% | +$6.47M |
|
1183
Bank OZK
OZK
$5.6B
| $15.6M | 0.01% |
297,362
+84,613
| +40% | +$3.77M |
|
1184
lululemon athletica
LULU
$13.5B
| $15.6M | 0.01% |
240,595
+12,088
| +5% | +$721K |
|
1185
PUT
Check Point Software Technologies
CHKP
$13B
| $15.6M | 0.01% |
+185,000
| New | +$15.2M |
|
|
NID
1186
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $15.6M | 0.01% |
1,228,181
+170,871
| +16% | +$2.24M |
|
|
TFCFA
1187
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
| $15.5M | 0.01% |
554,435
+281,013
| +103% | +$7.56M |
|
|
MTOR
1188
CALL
DELISTED
MERITOR, Inc.
MTOR
| $15.5M | 0.01% |
+1,250,000
| New | +$14.7M |
|
|
MTOR
1189
PUT
DELISTED
MERITOR, Inc.
MTOR
| $15.5M | 0.01% |
+1,250,000
| New | +$14.7M |
|
1190
Petrobras
PBR
$125B
| $15.5M | 0.01% |
1,534,435
+252,483
| +20% | +$2.7M |
|
1191
Goldman Sachs BDC
GSBD
$969M
| $15.5M | 0.01% |
659,549
+56,121
| +9% | +$1.26M |
|
1192
Hewlett Packard
HPE
$63.4B
| $15.5M | 0.01% |
1,148,964
-916,598
| -44% | -$12.2M |
|
1193
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
| $15.4M | 0.01% |
808,366
+49,642
| +7% | +$927K |
|
1194
CALL
Mastercard
MA
$502B
| $15.4M | 0.01% |
149,600
+105,000
| +235% | +$10.9M |
|
1195
iShares US Medical Devices ETF
IHI
$3.13B
| $15.4M | 0.01% |
694,188
-191,856
| -22% | -$4.36M |
|
1196
PUT
Oracle
ORCL
$374B
| $15.4M | 0.01% |
400,200
-193,500
| -33% | -$7.57M |
|
|
ADAM
1197
Adamas Trust
ADAM
$815M
| $15.4M | 0.01% |
582,584
-122,509
| -17% | -$3.1M |
|
1198
iShares California Muni Bond ETF
CMF
$4.55B
| $15.4M | 0.01% |
266,178
+27,724
| +12% | +$1.62M |
|
1199
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$738M
| $15.4M | 0.01% |
371,731
+346,976
| +1,402% | +$13.9M |
|
1200
iShares Dow Jones US ETF
IYY
$2.95B
| $15.3M | 0.01% |
273,840
-10,916
| -4% | -$598K |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.