UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
iShares US Energy ETF
IYE
$1.72B
| $31M | 0.01% |
654,198
-22,331
| -3% | -$1.03M |
|
1152
Global Payments
GPN
$23.2B
| $31M | 0.01% |
268,435
-131,192
| -33% | -$15.6M |
|
1153
Frontline
FRO
$8.81B
| $31M | 0.01% |
1,648,427
-536,694
| -25% | -$9.03M |
|
1154
Cincinnati Financial
CINF
$27.5B
| $30.9M | 0.01% |
302,558
-39,511
| -12% | -$4.13M |
|
1155
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.27B
| $30.9M | 0.01% |
763,212
-204,456
| -21% | -$8.38M |
|
1156
Broadridge
BR
$18.8B
| $30.8M | 0.01% |
172,297
-26,983
| -14% | -$4.78M |
|
|
SPLK
1157
PUT
DELISTED
Splunk Inc
SPLK
| $30.8M | 0.01% |
210,900
+142,700
| +209% | +$16.2M |
|
1158
Wabtec
WAB
$49.9B
| $30.8M | 0.01% |
289,474
-24,874
| -8% | -$2.77M |
|
1159
PUT
Pultegroup
PHM
$24.7B
| $30.8M | 0.01% |
415,400
+48,700
| +13% | +$3.88M |
|
1160
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
| $30.8M | 0.01% |
614,536
+43,741
| +8% | +$2.24M |
|
1161
Workiva
WK
$3.38B
| $30.7M | 0.01% |
302,639
+602
| +0.2% | +$62.6K |
|
|
IBDO
1162
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
| $30.6M | 0.01% |
1,208,289
-485,361
| -29% | -$12.3M |
|
1163
CALL
McDonald's
MCD
$196B
| $30.6M | 0.01% |
116,300
+10,000
| +9% | +$2.85M |
|
1164
KKR & Co
KKR
$92.8B
| $30.6M | 0.01% |
496,351
-33,617
| -6% | -$2.04M |
|
1165
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.75B
| $30.6M | 0.01% |
1,256,078
+240,716
| +24% | +$6M |
|
1166
Steel Dynamics
STLD
$37.5B
| $30.6M | 0.01% |
285,136
-37,128
| -12% | -$3.87M |
|
1167
CBRE Group
CBRE
$42.7B
| $30.5M | 0.01% |
413,327
-68,297
| -14% | -$5.66M |
|
1168
CALL
Skyworks Solutions
SWKS
$10.1B
| $30.5M | 0.01% |
309,500
+90,500
| +41% | +$9.63M |
|
1169
CALL
US Bancorp
USB
$99.4B
| $30.5M | 0.01% |
922,600
| – | – |
|
1170
Capital Group Core Plus Income ETF
CGCP
$8.42B
| $30.4M | 0.01% |
1,413,073
+504,105
| +55% | +$11.1M |
|
1171
PUT
Noble Corp
NE
$6.5B
| $30.4M | 0.01% |
599,800
+399,800
| +200% | +$20.4M |
|
1172
RPM International
RPM
$14.8B
| $30.2M | 0.01% |
319,005
-21,388
| -6% | -$2.09M |
|
1173
PUT
Altria Group
MO
$113B
| $30.2M | 0.01% |
719,000
+60,000
| +9% | +$2.65M |
|
1174
PUT
VanEck Gold Miners ETF
GDX
$25.6B
| $30.2M | 0.01% |
1,122,300
-61,300
| -5% | -$1.81M |
|
1175
PUT
Abbott
ABT
$187B
| $30.2M | 0.01% |
311,600
+13,000
| +4% | +$1.37M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.