UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
| $22.7M | 0.01% |
1,356,295
-117,253
| -8% | -$1.92M |
|
1152
Bio-Rad Laboratories Class A
BIO
$8.96B
| $22.7M | 0.01% |
68,194
-18,219
| -21% | -$5.94M |
|
1153
Zebra Technologies
ZBRA
$13.9B
| $22.7M | 0.01% |
109,852
-3,617
| -3% | -$731K |
|
1154
ASML
ASML
$631B
| $22.6M | 0.01% |
90,959
+5,899
| +7% | +$1.33M |
|
1155
Markel Group
MKL
$23.3B
| $22.5M | 0.01% |
19,043
-599
| -3% | -$681K |
|
1156
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.7B
| $22.5M | 0.01% |
507,564
-61,143
| -11% | -$2.8M |
|
1157
CALL
EOG Resources
EOG
$77.6B
| $22.4M | 0.01% |
301,900
+300,700
| +25,058% | +$24.4M |
|
1158
BlackRock Limited Duration Income Trust
BLW
$490M
| $22.4M | 0.01% |
1,433,512
+9,021
| +0.6% | +$139K |
|
1159
Pinnacle West Capital
PNW
$12.2B
| $22.3M | 0.01% |
229,876
+151,334
| +193% | +$14.3M |
|
1160
Amplify Cybersecurity ETF
HACK
$2.76B
| $22.2M | 0.01% |
594,771
+15,563
| +3% | +$610K |
|
1161
CDW
CDW
$18.9B
| $22.2M | 0.01% |
180,354
+65,413
| +57% | +$7.5M |
|
1162
Tractor Supply
TSCO
$16.8B
| $22.2M | 0.01% |
1,225,600
-56,885
| -4% | -$1.18M |
|
1163
iShares MSCI Switzerland ETF
EWL
$2.19B
| $22.2M | 0.01% |
587,808
+34,471
| +6% | +$1.29M |
|
1164
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.98B
| $22.1M | 0.01% |
545,910
-260,772
| -32% | -$10.9M |
|
|
PARA
1165
CALL
DELISTED
Paramount Global Class B
PARA
| $22.1M | 0.01% |
547,100
+297,100
| +119% | +$13.9M |
|
|
CXO
1166
DELISTED
CONCHO RESOURCES INC.
CXO
| $22.1M | 0.01% |
325,175
+277,643
| +584% | +$22.6M |
|
1167
PUT
Rio Tinto
RIO
$156B
| $22M | 0.01% |
422,500
-187,500
| -31% | -$10.2M |
|
1168
iShares ESG Aware MSCI EM ETF
ESGE
$6.61B
| $21.9M | 0.01% |
674,575
-32,820
| -5% | -$1.08M |
|
1169
Invesco
IVZ
$13.6B
| $21.9M | 0.01% |
1,291,593
-197,268
| -13% | -$3.48M |
|
|
MPT
1170
Medical Properties Trust
MPT
$2.75B
| $21.9M | 0.01% |
1,117,295
+390,652
| +54% | +$7.18M |
|
|
SGI
1171
Somnigroup International
SGI
$14B
| $21.9M | 0.01% |
1,132,260
+190,508
| +20% | +$3.65M |
|
1172
CenterPoint Energy
CNP
$27.6B
| $21.8M | 0.01% |
723,603
-49,940
| -6% | -$1.44M |
|
|
EAD
1173
Allspring Income Opportunities Fund
EAD
$372M
| $21.8M | 0.01% |
2,649,628
-81,686
| -3% | -$670K |
|
1174
Molson Coors Class B
TAP
$7.86B
| $21.7M | 0.01% |
378,216
+81,321
| +27% | +$4.41M |
|
1175
Cooper Companies
COO
$14.5B
| $21.7M | 0.01% |
292,576
+55,488
| +23% | +$4.47M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.