UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$880M |
| 2 |
Microsoft
MSFT
|
+$583M |
| 3 |
Meta Platforms (Facebook)
META
|
+$528M |
| 4 |
Amazon
AMZN
|
+$340M |
| 5 |
Apple
AAPL
|
+$289M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sempra
SRE
|
+$524M |
| 2 |
Cheniere Energy
LNG
|
+$337M |
| 3 |
SPDR Gold Trust
GLD
|
+$308M |
| 4 |
WPZ
Williams Partners L.P.
WPZ
|
+$274M |
| 5 |
Starbucks
SBUX
|
+$262M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.26% |
| 2 | Financials | 7.12% |
| 3 | Healthcare | 6.44% |
| 4 | Consumer Discretionary | 5.31% |
| 5 | Industrials | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
American Financial Group
AFG
$11.8B
| $21.6M | 0.01% |
194,646
+36,208
| +23% | +$4.03M |
|
1152
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.03B
| $21.6M | 0.01% |
730,518
+67,830
| +10% | +$2M |
|
1153
Carlyle Group
CG
$16.6B
| $21.6M | 0.01% |
957,260
+130,865
| +16% | +$3.08M |
|
|
TMX
1154
DELISTED
Terminix Global Holdings, Inc.
TMX
| $21.6M | 0.01% |
519,141
-216,769
| -29% | -$8.68M |
|
1155
Franklin US Low Volatility High Dividend Index ETF
LVHD
$630M
| $21.5M | 0.01% |
700,717
-3,314
| -0.5% | -$102K |
|
|
EAD
1156
Allspring Income Opportunities Fund
EAD
$372M
| $21.5M | 0.01% |
2,709,075
+145,015
| +6% | +$1.16M |
|
1157
C.H. Robinson
CHRW
$17.4B
| $21.4M | 0.01% |
218,909
+137,040
| +167% | +$12.9M |
|
|
AGN
1158
PUT
DELISTED
Allergan plc
AGN
| $21.4M | 0.01% |
112,500
-130,000
| -54% | -$23.9M |
|
1159
Invesco Ultra Short Duration ETF
GSY
$3.89B
| $21.4M | 0.01% |
426,641
-92,721
| -18% | -$4.66M |
|
1160
PUT
Amgen
AMGN
$208B
| $21.4M | 0.01% |
103,200
-96,200
| -48% | -$19M |
|
|
VTA
1161
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
| $21.4M | 0.01% |
1,864,651
+102,913
| +6% | +$1.18M |
|
|
B
1162
PUT
Barrick Mining
B
$61.5B
| $21.4M | 0.01% |
1,929,900
+343,400
| +22% | +$3.82M |
|
1163
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
| $21.3M | 0.01% |
490,226
-114,392
| -19% | -$4.94M |
|
1164
Marvell Technology
MRVL
$168B
| $21.3M | 0.01% |
1,101,203
-827,563
| -43% | -$17M |
|
|
RJET
1165
Republic Airways Holdings
RJET
$967M
| $21.2M | 0.01% |
+102,054
| New | +$20.8M |
|
1166
PUT
Yum China
YUMC
$16.5B
| $21.2M | 0.01% |
604,300
+604,100
| +302,050% | +$21.5M |
|
1167
Albemarle
ALB
$13.9B
| $21.2M | 0.01% |
212,011
-3,767
| -2% | -$365K |
|
1168
CNX Resources
CNX
$5.3B
| $21.1M | 0.01% |
1,475,931
-2,813,063
| -66% | -$44.6M |
|
|
1169
Sempra
SRE
$57.9B
| $21.1M | 0.01% |
370,644
-9,051,044
| -96% | -$524M |
|
1170
Equity Residential
EQR
$24.9B
| $21.1M | 0.01% |
317,916
+143,636
| +82% | +$9.5M |
|
1171
CALL
Adobe
ADBE
$99.5B
| $21M | 0.01% |
77,800
+45,300
| +139% | +$11.7M |
|
1172
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
| $21M | 0.01% |
438,852
-4,014
| -0.9% | -$191K |
|
1173
CF Industries
CF
$19.2B
| $21M | 0.01% |
385,172
-36,224
| -9% | -$1.75M |
|
|
ADAM
1174
Adamas Trust
ADAM
$815M
| $20.9M | 0.01% |
860,443
+188,616
| +28% | +$4.72M |
|
1175
PUT
Mastercard
MA
$502B
| $20.9M | 0.01% |
93,900
+8,100
| +9% | +$1.69M |
|
Similar funds
UBS Group's Q3 2018 Portfolio in Review
As of Q3 2018, UBS Group held 8,674 positions worth $252B, up 9.2% from $231B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $10.3B of net new capital in Q3 2018, opening 642 new positions and adding to 4,135 existing holdings. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Sempra, an estimated $524M trimmed.
- UBS Group's largest Q3 2018 buy was State Street Communication Services Select Sector SPDR ETF: 727,823 shares worth $35.7M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $880M increase.
- UBS Group's biggest Q3 2018 reduction was Sempra, cutting an estimated $524M.
- UBS Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $274M.
- UBS Group's ten largest holdings make up 15% of its $252B portfolio in Q3 2018.
- UBS Group opened 642 new positions and closed 635 in Q3 2018.
- UBS Group's portfolio value rose 9.2% quarter-over-quarter to $252B.
Based on UBS Group's 13F filing for Q3 2018, filed 14 Nov 2018.