UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WRK
1151
DELISTED
WestRock Company
WRK
| $16.3M | 0.01% |
313,818
+99,754
| +47% | +$5.26M |
|
1152
Wynn Resorts
WYNN
$10.5B
| $16.3M | 0.01% |
141,913
-160,507
| -53% | -$16M |
|
1153
Align Technology
ALGN
$12.4B
| $16.3M | 0.01% |
141,781
-35,592
| -20% | -$3.6M |
|
1154
Tractor Supply
TSCO
$15.8B
| $16.3M | 0.01% |
1,179,080
+459,805
| +64% | +$6.69M |
|
|
ETP
1155
PUT
DELISTED
Energy Transfer Partners L.p.
ETP
| $16.2M | 0.01% |
444,500
+388,700
| +697% | +$14.5M |
|
1156
PG&E
PCG
$39.2B
| $16.2M | 0.01% |
244,327
-118,922
| -33% | -$7.58M |
|
1157
MidCap Financial Investment
MFIC
$796M
| $16.1M | 0.01% |
820,605
+290,164
| +55% | +$5.38M |
|
1158
Westlake Chemical Partners
WLKP
$766M
| $16.1M | 0.01% |
642,000
-27,143
| -4% | -$657K |
|
1159
WEC Energy
WEC
$35.9B
| $16.1M | 0.01% |
266,077
-55,552
| -17% | -$3.27M |
|
|
BCR
1160
DELISTED
CR Bard Inc.
BCR
| $16.1M | 0.01% |
64,860
+3,669
| +6% | +$884K |
|
1161
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
| $16.1M | 0.01% |
194,939
-9,603
| -5% | -$788K |
|
1162
Western Union
WU
$2.4B
| $16.1M | 0.01% |
790,507
+371,438
| +89% | +$7.58M |
|
|
IGI
1163
Western Asset Investment Grade Defined Opportunity Trust
IGI
$93.9M
| $16M | 0.01% |
785,811
+39,366
| +5% | +$809K |
|
1164
iShares US Regional Banks ETF
IAT
$673M
| $16M | 0.01% |
357,150
-4,111
| -1% | -$190K |
|
|
CBI
1165
DELISTED
Chicago Bridge & Iron Nv
CBI
| $16M | 0.01% |
519,059
-37,581
| -7% | -$1.21M |
|
1166
Barings BDC
BBDC
$865M
| $15.9M | 0.01% |
831,395
+268,535
| +48% | +$5.15M |
|
1167
PUT
ConocoPhillips
COP
$145B
| $15.9M | 0.01% |
318,000
+252,900
| +388% | +$12.2M |
|
1168
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$430M
| $15.8M | 0.01% |
809,436
+1,070
| +0.1% | +$20.9K |
|
1169
iShares US Energy ETF
IYE
$1.73B
| $15.8M | 0.01% |
410,262
-53,986
| -12% | -$2.15M |
|
1170
Dover
DOV
$27.5B
| $15.8M | 0.01% |
243,429
+35,481
| +17% | +$2.26M |
|
1171
NovaGold Resources
NG
$2.66B
| $15.8M | 0.01% |
3,237,983
-6,189
| -0.2% | -$32.7K |
|
1172
J.M. Smucker
SJM
$13.1B
| $15.8M | 0.01% |
120,220
+6,197
| +5% | +$842K |
|
1173
BlackRock MuniYield Quality Fund III
MYI
$714M
| $15.7M | 0.01% |
1,128,906
-105,944
| -9% | -$1.46M |
|
|
TRCO
1174
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
| $15.7M | 0.01% |
421,452
+419,559
| +22,164% | +$14.2M |
|
1175
CALL
Deutsche Bank
DB
$69.6B
| $15.7M | 0.01% |
913,568
-434,714
| -32% | -$7.53M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.