UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$3.37B |
| 2 |
UBS Group
UBS
|
+$501M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$318M |
| 4 |
Lockheed Martin
LMT
|
+$279M |
| 5 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Kraft Heinz
KHC
|
+$530M |
| 2 |
TWX
Time Warner Inc
TWX
|
+$326M |
| 3 |
ETP
Energy Transfer Partners L.p.
ETP
|
+$261M |
| 4 |
Illinois Tool Works
ITW
|
+$260M |
| 5 |
Wynn Resorts
WYNN
|
+$258M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.92% |
| 2 | Healthcare | 6.69% |
| 3 | Technology | 6.09% |
| 4 | Industrials | 5.73% |
| 5 | Consumer Discretionary | 5.16% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HIMX
1151
Himax Technologies
HIMX
$2.19B
| $13M | 0.01% |
1,158,887
+760,725
| +191% | +$6.68M |
|
1152
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.7M
| $13M | 0.01% |
511,680
+507,928
| +13,538% | +$12M |
|
1153
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
| $13M | 0.01% |
702,919
-23,377
| -3% | -$410K |
|
|
ENV
1154
DELISTED
ENVESTNET, INC.
ENV
| $13M | 0.01% |
476,401
+58,108
| +14% | +$1.36M |
|
1155
CALL
Logitech
LOGI
$14.7B
| $12.9M | 0.01% |
813,500
-56,500
| -6% | -$858K |
|
1156
CALL
WisdomTree India Earnings Fund ETF
EPI
$2.06B
| $12.9M | 0.01% |
662,400
-572,800
| -46% | -$10.4M |
|
|
NIO
1157
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
| $12.9M | 0.01% |
877,234
+40,027
| +5% | +$583K |
|
1158
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
| $12.9M | 0.01% |
276,300
-219,464
| -44% | -$9.69M |
|
1159
Invesco Pharmaceuticals ETF
PJP
$442M
| $12.9M | 0.01% |
213,912
-81,069
| -27% | -$4.96M |
|
|
MXIM
1160
DELISTED
Maxim Integrated Products
MXIM
| $12.8M | 0.01% |
349,314
-420,614
| -55% | -$14.1M |
|
|
VMW
1161
DELISTED
VMware, Inc
VMW
| $12.8M | 0.01% |
245,082
-344,761
| -58% | -$17.1M |
|
1162
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
| $12.8M | 0.01% |
939,954
+649,860
| +224% | +$8.46M |
|
|
SMC
1163
Summit Midstream
SMC
$426M
| $12.7M | 0.01% |
50,008
+22,233
| +80% | +$5.32M |
|
1164
National Healthcare
NHC
$3.53B
| $12.7M | 0.01% |
204,259
+203,880
| +53,794% | +$12.7M |
|
1165
CGI
GIB
$15.1B
| $12.7M | 0.01% |
266,265
-61,930
| -19% | -$2.59M |
|
|
MRO
1166
CALL
DELISTED
Marathon Oil Corporation
MRO
| $12.7M | 0.01% |
1,137,100
+595,700
| +110% | +$5.57M |
|
1167
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
| $12.6M | 0.01% |
334,523
-11,378
| -3% | -$391K |
|
|
STKL
1168
DELISTED
SunOpta
STKL
| $12.6M | 0.01% |
2,827,771
+720,824
| +34% | +$3.94M |
|
1169
CALL
iShares MSCI Japan ETF
EWJ
$21.9B
| $12.6M | 0.01% |
276,250
-64,650
| -19% | -$2.91M |
|
1170
CALL
iShares China Large-Cap ETF
FXI
$4.37B
| $12.6M | 0.01% |
372,800
-2,444,000
| -87% | -$76.7M |
|
1171
CALL
Axalta
AXTA
$7.66B
| $12.6M | 0.01% |
+430,700
| New | +$11M |
|
1172
iShares Currency Hedged MSCI Japan ETF
HEWJ
$717M
| $12.6M | 0.01% |
497,270
-31,308
| -6% | -$796K |
|
|
STJ
1173
DELISTED
St Jude Medical
STJ
| $12.6M | 0.01% |
228,367
-28,386
| -11% | -$1.55M |
|
1174
SK Telecom
SKM
$12.1B
| $12.5M | 0.01% |
376,770
-7,318
| -2% | -$237K |
|
|
EAD
1175
Allspring Income Opportunities Fund
EAD
$372M
| $12.5M | 0.01% |
1,652,684
+605,998
| +58% | +$4.35M |
|
Similar funds
UBS Group's Q1 2016 Portfolio in Review
As of Q1 2016, UBS Group held 8,974 positions worth $149B, down 3.1% from $154B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS Group's Q1 2016 filing shows 578 new, 3,014 increased, 3,781 reduced and 1,286 closed positions. Its largest new stake was GCP Applied Technologies Inc.: 1,125,558 shares worth $22.4M. The largest sale was Kraft Heinz, an estimated $530M.
By sector, the portfolio is most concentrated in Financials at 6.9% of assets, down from 7.3% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q1 2016 buy was GCP Applied Technologies Inc.: 1,125,558 shares worth $22.4M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2016, an estimated $3.37B increase.
- UBS Group's biggest Q1 2016 reduction was Kraft Heinz, cutting an estimated $530M.
- UBS Group fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $197M.
- UBS Group's ten largest holdings make up 19% of its $149B portfolio in Q1 2016.
- UBS Group opened 578 new positions and closed 1,286 in Q1 2016.
- UBS Group's portfolio value fell 3.1% quarter-over-quarter to $149B.
Based on UBS Group's 13F filing for Q1 2016, filed 12 May 2016.