UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1126
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
| $32.3M | 0.01% |
367,657
-20,441
| -5% | -$1.84M |
|
1127
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.84B
| $32.3M | 0.01% |
1,081,683
+179,000
| +20% | +$5.46M |
|
|
VPU
1128
Vanguard Utilities ETF
VPU
$8.3B
| $32.3M | 0.01% |
253,226
-22,748
| -8% | -$3.18M |
|
1129
Evergy
EVRG
$19.1B
| $32.1M | 0.01% |
632,960
+54,767
| +9% | +$3.11M |
|
1130
CALL
Take-Two Interactive
TTWO
$43.5B
| $32.1M | 0.01% |
228,500
+156,200
| +216% | +$22.5M |
|
|
HEP
1131
DELISTED
Holly Energy Partners, L.P.
HEP
| $32.1M | 0.01% |
1,460,304
+577,805
| +65% | +$12.1M |
|
|
CTLT
1132
DELISTED
CATALENT, INC.
CTLT
| $32M | 0.01% |
702,811
+237,232
| +51% | +$11.1M |
|
1133
CALL
Aon
AON
$76.5B
| $31.9M | 0.01% |
98,500
+9,100
| +10% | +$3.01M |
|
1134
First Citizens BancShares
FCNCA
$25.5B
| $31.9M | 0.01% |
23,130
+10,457
| +83% | +$14.4M |
|
1135
CALL
Electronic Arts
EA
| $31.9M | 0.01% |
264,600
-70,000
| -21% | -$8.81M |
|
1136
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
| $31.9M | 0.01% |
352,400
-16,892
| -5% | -$1.55M |
|
1137
PUT
SLB Ltd
SLB
$76.5B
| $31.9M | 0.01% |
546,400
+155,200
| +40% | +$9M |
|
1138
Check Point Software Technologies
CHKP
$12.8B
| $31.8M | 0.01% |
238,272
-30,124
| -11% | -$3.96M |
|
|
SPYM
1139
State Street SPDR Portfolio S&P 500 ETF
SPYM
$167B
| $31.7M | 0.01% |
631,700
+25,437
| +4% | +$1.33M |
|
1140
Nordson
NDSN
$17.2B
| $31.7M | 0.01% |
141,854
-18,293
| -11% | -$4.38M |
|
1141
PUT
Texas Instruments
TXN
$254B
| $31.6M | 0.01% |
199,000
+70,000
| +54% | +$11.9M |
|
1142
First Trust Energy AlphaDEX Fund
FXN
$369M
| $31.6M | 0.01% |
1,814,976
-90,538
| -5% | -$1.55M |
|
1143
Lazard
LAZ
$4.22B
| $31.6M | 0.01% |
1,019,121
+466,301
| +84% | +$15.6M |
|
1144
Steris
STE
$22.6B
| $31.6M | 0.01% |
143,822
+21,024
| +17% | +$4.76M |
|
1145
PUT
Ally Financial
ALLY
$13.4B
| $31.5M | 0.01% |
1,180,000
+210,000
| +22% | +$5.86M |
|
1146
Markel Group
MKL
$23.2B
| $31.5M | 0.01% |
21,369
+1,770
| +9% | +$2.59M |
|
1147
Invesco S&P 500 GARP ETF
SPGP
$2.3B
| $31.4M | 0.01% |
343,992
+40,573
| +13% | +$3.78M |
|
|
JPUS
1148
JPMorgan Diversified Return US Equity ETF
JPUS
$462M
| $31.3M | 0.01% |
333,200
-4,861
| -1% | -$477K |
|
1149
Alliant Energy
LNT
$18B
| $31.2M | 0.01% |
643,595
-12,637
| -2% | -$655K |
|
1150
CALL
Exelon
EXC
$46.7B
| $31M | 0.01% |
821,400
+140,000
| +21% | +$5.7M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.