UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1126
PUT
Linde
LIN
$227B
| $32.2M | 0.01% |
109,600
+42,100
| +62% | +$12.8M |
|
1127
Cencora
COR
$61.3B
| $32.1M | 0.01% |
269,036
+4,440
| +2% | +$533K |
|
1128
PUT
Waste Management
WM
$89.8B
| $32.1M | 0.01% |
214,733
-88,800
| -29% | -$13.3M |
|
1129
CALL
Biogen
BIIB
$30B
| $32.1M | 0.01% |
113,298
-10,500
| -8% | -$3.44M |
|
1130
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$549M
| $32M | 0.01% |
709,510
+140,287
| +25% | +$5.8M |
|
1131
ResMed
RMD
$32.6B
| $31.9M | 0.01% |
121,203
-92,730
| -43% | -$25.4M |
|
1132
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
| $31.9M | 0.01% |
373,612
+5,270
| +1% | +$461K |
|
|
CTLT
1133
DELISTED
CATALENT, INC.
CTLT
| $31.8M | 0.01% |
239,328
-10,381
| -4% | -$1.3M |
|
1134
Invesco S&P 500 Revenue ETF
RWL
$9.82B
| $31.8M | 0.01% |
437,434
+7,023
| +2% | +$523K |
|
1135
Teledyne Technologies
TDY
$31.9B
| $31.8M | 0.01% |
74,002
-7,672
| -9% | -$3.39M |
|
1136
Under Armour Class C
UA
$2.75B
| $31.7M | 0.01% |
1,811,702
+583,611
| +48% | +$11.2M |
|
1137
PUT
Boston Scientific
BSX
$72.4B
| $31.7M | 0.01% |
730,715
-245,385
| -25% | -$10.9M |
|
1138
PUT
ARK Innovation ETF
ARKK
$6.06B
| $31.7M | 0.01% |
286,500
-83,900
| -23% | -$10.1M |
|
1139
FMC
FMC
$1.35B
| $31.6M | 0.01% |
345,106
-165,583
| -32% | -$16.3M |
|
|
NVO
1140
Novo Nordisk
NVO
$200B
| $31.5M | 0.01% |
657,048
-23,584
| -3% | -$1.14M |
|
1141
iShares US Transportation ETF
IYT
$2.28B
| $31.5M | 0.01% |
518,628
-11,456
| -2% | -$724K |
|
|
ONC
1142
BeOne Medicines Ltd
ONC
$36.6B
| $31.4M | 0.01% |
86,578
+36,837
| +74% | +$12M |
|
1143
Edison International
EIX
$26.2B
| $31.4M | 0.01% |
566,130
-37,204
| -6% | -$2.13M |
|
1144
PUT
Marathon Petroleum
MPC
$84.3B
| $31.4M | 0.01% |
507,600
-21,891
| -4% | -$1.26M |
|
|
VER
1145
DELISTED
VEREIT, Inc.
VER
| $31.4M | 0.01% |
693,584
+130,109
| +23% | +$6.32M |
|
1146
CALL
Texas Instruments
TXN
$258B
| $31.3M | 0.01% |
162,932
+18,500
| +13% | +$3.53M |
|
1147
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
| $31.2M | 0.01% |
811,210
+144,110
| +22% | +$5.63M |
|
1148
Caesars Entertainment
CZR
$6.14B
| $31.2M | 0.01% |
277,572
+100,115
| +56% | +$9.78M |
|
1149
ACM Research
ACMR
$5.53B
| $31.2M | 0.01% |
849,834
-237,171
| -22% | -$7.25M |
|
1150
Equifax
EFX
$20.7B
| $31.1M | 0.01% |
122,669
-1,976
| -2% | -$514K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.