UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1126
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
| $21.4M | 0.01% |
682,851
+175,348
| +35% | +$5.46M |
|
|
HZNP
1127
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $21.4M | 0.01% |
275,292
+141,208
| +105% | +$9.72M |
|
1128
ScottsMiracle-Gro
SMG
$3.66B
| $21.3M | 0.01% |
139,455
+38,726
| +38% | +$5.98M |
|
1129
PUT
WisdomTree India Earnings Fund ETF
EPI
$2.06B
| $21.2M | 0.01% |
900,000
+75,000
| +9% | +$1.7M |
|
1130
Cooper Companies
COO
$14.5B
| $21.2M | 0.01% |
251,548
+33,024
| +15% | +$2.53M |
|
|
DQ
1131
Daqo New Energy
DQ
$996M
| $21.2M | 0.01% |
783,365
-158,675
| -17% | -$3.53M |
|
1132
Tyler Technologies
TYL
$12.8B
| $21.2M | 0.01% |
60,701
+21,956
| +57% | +$7.59M |
|
|
DLY
1133
DoubleLine Yield Opportunities Fund
DLY
$690M
| $21.1M | 0.01% |
1,155,422
+303,735
| +36% | +$5.53M |
|
1134
PUT
United States Natural Gas Fund
UNG
$455M
| $21.1M | 0.01% |
462,750
-760,250
| -62% | -$36.4M |
|
1135
iShares US Consumer Staples ETF
IYK
$1.41B
| $21M | 0.01% |
422,643
-636
| -0.2% | -$30.4K |
|
1136
Global X Cloud Computing ETF
CLOU
$263M
| $21M | 0.01% |
879,597
+247,941
| +39% | +$5.64M |
|
|
IRBT
1137
PUT
DELISTED
iRobot
IRBT
| $21M | 0.01% |
276,600
+156,600
| +131% | +$12.1M |
|
|
AIFU
1138
AIFU Inc
AIFU
$221M
| $21M | 0.01% |
3,128
-5
| -0.2% | -$40.7K |
|
1139
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
| $21M | 0.01% |
755,732
+114,530
| +18% | +$3.2M |
|
1140
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
| $20.9M | 0.01% |
918,885
-1,700
| -0.2% | -$38.9K |
|
1141
Chegg
CHGG
$103M
| $20.9M | 0.01% |
292,504
+131,886
| +82% | +$9.71M |
|
1142
PUT
Boston Scientific
BSX
$71.5B
| $20.9M | 0.01% |
546,700
-380,400
| -41% | -$14.7M |
|
1143
Ericsson
ERIC
$33.3B
| $20.9M | 0.01% |
1,916,801
+416,394
| +28% | +$4.6M |
|
1144
WisdomTree International Equity Fund
DWM
$697M
| $20.8M | 0.01% |
457,742
-18,902
| -4% | -$873K |
|
|
1145
CALL
United States Natural Gas Fund
UNG
$455M
| $20.8M | 0.01% |
+455,650
| New | +$21.8M |
|
1146
PUT
Royal Caribbean
RCL
$85.6B
| $20.8M | 0.01% |
320,600
-13,900
| -4% | -$818K |
|
|
CLDR
1147
PUT
DELISTED
Cloudera, Inc.
CLDR
| $20.7M | 0.01% |
1,902,200
| – | – |
|
1148
CALL
Cisco
CSCO
$479B
| $20.7M | 0.01% |
525,400
+266,200
| +103% | +$11.6M |
|
1149
CALL
Qualcomm
QCOM
$176B
| $20.7M | 0.01% |
175,800
+140,900
| +404% | +$15M |
|
1150
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
| $20.7M | 0.01% |
74,500
+41,300
| +124% | +$11.3M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.