UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1126
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
| $23.7M | 0.01% |
730,841
+37,977
| +5% | +$1.22M |
|
|
GRMN
1127
Garmin
GRMN
$58.8B
| $23.7M | 0.01% |
279,551
+8,729
| +3% | +$704K |
|
1128
Brown-Forman Class B
BF.B
$12.8B
| $23.7M | 0.01% |
376,729
+105,648
| +39% | +$6.17M |
|
|
XENT
1129
DELISTED
Intersect ENT, Inc
XENT
| $23.6M | 0.01% |
1,389,980
+1,387,522
| +56,449% | +$25.3M |
|
|
FRC
1130
DELISTED
First Republic Bank
FRC
| $23.5M | 0.01% |
243,479
-77,310
| -24% | -$7.33M |
|
1131
Check Point Software Technologies
CHKP
$12.6B
| $23.5M | 0.01% |
214,753
-11,549
| -5% | -$1.29M |
|
1132
Houlihan Lokey
HLI
$8.77B
| $23.5M | 0.01% |
520,787
+189,688
| +57% | +$8.4M |
|
|
MLNX
1133
PUT
DELISTED
Mellanox Technologies, Ltd.
MLNX
| $23.4M | 0.01% |
+213,900
| New | +$23.6M |
|
1134
CarMax
KMX
$8.29B
| $23.3M | 0.01% |
265,303
+11,110
| +4% | +$953K |
|
1135
Weibo
WB
$2.01B
| $23.3M | 0.01% |
521,376
-479,284
| -48% | -$20.3M |
|
|
ISD
1136
PGIM High Yield Bond Fund
ISD
$415M
| $23.2M | 0.01% |
1,552,340
-144,412
| -9% | -$2.11M |
|
|
TRUE
1137
DELISTED
TrueCar
TRUE
| $23.2M | 0.01% |
6,825,251
+1,942,886
| +40% | +$8.61M |
|
1138
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.57B
| $23.2M | 0.01% |
1,010,613
-52,491
| -5% | -$1.18M |
|
1139
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
| $23.1M | 0.01% |
231,975
+1,273
| +0.6% | +$127K |
|
1140
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$649M
| $23.1M | 0.01% |
1,527,984
+59
| +0% | +$891 |
|
1141
Sixth Street Specialty
TSLX
$1.68B
| $23.1M | 0.01% |
1,099,134
-67,050
| -6% | -$1.36M |
|
1142
M&T Bank
MTB
$36.2B
| $22.9M | 0.01% |
145,280
+21,247
| +17% | +$3.34M |
|
1143
American Financial Group
AFG
$11.8B
| $22.9M | 0.01% |
212,734
+6,436
| +3% | +$666K |
|
1144
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.6B
| $22.9M | 0.01% |
740,879
+23,336
| +3% | +$718K |
|
|
NVO
1145
Novo Nordisk
NVO
$208B
| $22.8M | 0.01% |
882,880
-481,876
| -35% | -$12.2M |
|
1146
Host Hotels & Resorts
HST
$17.2B
| $22.8M | 0.01% |
1,318,893
+227,078
| +21% | +$3.88M |
|
1147
Regions Financial
RF
$26.9B
| $22.8M | 0.01% |
1,440,656
-919,157
| -39% | -$13.9M |
|
1148
Corpay
CPAY
$25.2B
| $22.8M | 0.01% |
79,352
+4,482
| +6% | +$1.3M |
|
1149
Devon Energy
DVN
$51.4B
| $22.7M | 0.01% |
945,226
-271,991
| -22% | -$6.81M |
|
1150
Extra Space Storage
EXR
$31.6B
| $22.7M | 0.01% |
194,300
+36,536
| +23% | +$4.22M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.