UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1126
Liberty Broadband Class C
LBRDK
$4.89B
| $19M | 0.01% |
199,102
-5,414
| -3% | -$521K |
|
1127
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$751M
| $18.9M | 0.01% |
624,333
-27,426
| -4% | -$815K |
|
1128
Vulcan Materials
VMC
$36.8B
| $18.9M | 0.01% |
157,667
+12,672
| +9% | +$1.52M |
|
|
NBLX
1129
DELISTED
Noble Midstream Partners LP
NBLX
| $18.8M | 0.01% |
363,328
-12,692
| -3% | -$590K |
|
1130
lululemon athletica
LULU
$13.5B
| $18.8M | 0.01% |
302,493
+12,742
| +4% | +$768K |
|
1131
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
| $18.8M | 0.01% |
408,743
+149,742
| +58% | +$6.61M |
|
1132
ProShares Short 20+ Year Treasury ETF
TBF
$87.2M
| $18.8M | 0.01% |
836,857
+186,055
| +29% | +$4.15M |
|
1133
CALL
Marriott Vacations Worldwide
VAC
$3.53B
| $18.7M | 0.01% |
150,000
| – | – |
|
|
1134
PUT
Marriott Vacations Worldwide
VAC
$3.53B
| $18.7M | 0.01% |
150,000
| – | – |
|
|
PIV
1135
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
| $18.7M | 0.01% |
648,711
+200,139
| +45% | +$5.76M |
|
1136
TransDigm Group
TDG
$70.7B
| $18.7M | 0.01% |
73,016
+6,378
| +10% | +$1.73M |
|
|
CNH
1137
CNH Industrial
CNH
$13.3B
| $18.7M | 0.01% |
1,785,560
+163,185
| +10% | +$1.64M |
|
|
PE
1138
DELISTED
PARSLEY ENERGY INC
PE
| $18.6M | 0.01% |
708,008
-739,114
| -51% | -$19.5M |
|
1139
CALL
JD.com
JD
$43.5B
| $18.6M | 0.01% |
486,942
+159,442
| +49% | +$6.82M |
|
|
SPLK
1140
DELISTED
Splunk Inc
SPLK
| $18.6M | 0.01% |
279,955
+50,879
| +22% | +$3.19M |
|
1141
Westlake Chemical Partners
WLKP
$772M
| $18.5M | 0.01% |
816,669
+157,634
| +24% | +$3.8M |
|
1142
Agilent Technologies
A
$39.6B
| $18.5M | 0.01% |
288,551
+32,729
| +13% | +$2.04M |
|
|
CTRA
1143
DELISTED
Coterra Energy
CTRA
| $18.5M | 0.01% |
692,086
-484,565
| -41% | -$12.3M |
|
1144
iShares MSCI Germany ETF
EWG
$1.56B
| $18.5M | 0.01% |
570,659
+78,252
| +16% | +$2.43M |
|
1145
Healthpeak Properties
DOC
$15.5B
| $18.4M | 0.01% |
662,849
+170,149
| +35% | +$5.12M |
|
1146
Aecom
ACM
$9.46B
| $18.4M | 0.01% |
500,936
-58,401
| -10% | -$1.92M |
|
1147
iShares ESG Aware MSCI EM ETF
ESGE
$6.27B
| $18.4M | 0.01% |
530,750
+395,278
| +292% | +$13.5M |
|
|
APU
1148
DELISTED
AmeriGas Partners, L.P.
APU
| $18.4M | 0.01% |
409,959
+63,056
| +18% | +$2.78M |
|
1149
Roper Technologies
ROP
$40.4B
| $18.4M | 0.01% |
75,525
-6,348
| -8% | -$1.49M |
|
1150
CALL
ProShares Short S&P500
SH
$928M
| $18.3M | 0.01% |
142,500
| – | – |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.