UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
Service Corp International
SCI
$11.6B
| $33.8M | 0.01% |
560,877
-47,060
| -8% | -$2.86M |
|
1102
Consolidated Edison
ED
$39.9B
| $33.8M | 0.01% |
465,326
+209,410
| +82% | +$15.6M |
|
1103
PUT
Wynn Resorts
WYNN
$10.5B
| $33.7M | 0.01% |
397,500
+42,500
| +12% | +$4.2M |
|
1104
Las Vegas Sands
LVS
$29.7B
| $33.7M | 0.01% |
920,372
+147,950
| +19% | +$6.35M |
|
1105
PUT
Yum! Brands
YUM
$41.6B
| $33.7M | 0.01% |
275,317
+77,500
| +39% | +$9.83M |
|
1106
CALL
Mercado Libre
MELI
$97.5B
| $33.6M | 0.01% |
20,000
+13,700
| +217% | +$23.7M |
|
1107
STMicroelectronics
STM
$47.1B
| $33.4M | 0.01% |
766,314
+639,592
| +505% | +$27M |
|
1108
Kimco Realty
KIM
$16.7B
| $33.4M | 0.01% |
1,610,711
+845,381
| +110% | +$18.1M |
|
1109
iShares MSCI Switzerland ETF
EWL
$2.22B
| $33.4M | 0.01% |
716,164
+224,078
| +46% | +$11.1M |
|
1110
Capri Holdings
CPRI
$1.84B
| $33.3M | 0.01% |
688,684
+432,358
| +169% | +$23.5M |
|
1111
PUT
American International
AIG
$42.1B
| $33.2M | 0.01% |
605,000
| – | – |
|
1112
Broadridge
BR
$18.6B
| $33.2M | 0.01% |
199,059
-21,658
| -10% | -$3.69M |
|
1113
Tyson Foods
TSN
$20.5B
| $33.1M | 0.01% |
419,853
+96,846
| +30% | +$7.31M |
|
1114
PUT
Southern Company
SO
$107B
| $33.1M | 0.01% |
533,609
+118,500
| +29% | +$7.63M |
|
|
BNY
1115
PUT
Bank of New York Mellon
BNY
$108B
| $32.8M | 0.01% |
632,361
+108,200
| +21% | +$5.62M |
|
1116
iShares Expanded Tech Sector ETF
IGM
$10.6B
| $32.7M | 0.01% |
486,648
-69,768
| -13% | -$4.85M |
|
1117
WisdomTree US MidCap Fund
EZM
$956M
| $32.7M | 0.01% |
628,426
+10,335
| +2% | +$544K |
|
1118
iShares Morningstar Value ETF
ILCV
$1.35B
| $32.5M | 0.01% |
511,254
+65,976
| +15% | +$4.31M |
|
1119
Cleveland-Cliffs
CLF
$7.22B
| $32.5M | 0.01% |
1,640,902
-67,535
| -4% | -$1.54M |
|
|
RDS.A
1120
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $32.3M | 0.01% |
725,285
-76,162
| -10% | -$3.07M |
|
1121
Weyerhaeuser
WY
$18.6B
| $32.3M | 0.01% |
907,195
+159,790
| +21% | +$5.6M |
|
1122
PUT
Best Buy
BBY
$17.8B
| $32.3M | 0.01% |
305,200
+157,400
| +106% | +$17.7M |
|
1123
Steel Dynamics
STLD
$38.1B
| $32.3M | 0.01% |
551,580
-55,331
| -9% | -$3.54M |
|
1124
Cedar Fair
FUN
$1.92B
| $32.2M | 0.01% |
694,911
-8,696
| -1% | -$383K |
|
1125
Wheaton Precious Metals
WPM
$55.8B
| $32.2M | 0.01% |
855,686
-11,651
| -1% | -$508K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.