UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
PUT
Texas Instruments
TXN
$246B
| $24.7M | 0.01% |
190,800
+29,800
| +19% | +$3.67M |
|
|
FPF
1102
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
| $24.6M | 0.01% |
1,041,594
-28,964
| -3% | -$672K |
|
1103
Amphenol
APH
$201B
| $24.6M | 0.01% |
1,018,048
+25,368
| +3% | +$585K |
|
|
BGB
1104
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
| $24.5M | 0.01% |
1,676,686
-41,649
| -2% | -$613K |
|
|
ABB
1105
DELISTED
ABB Ltd
ABB
| $24.4M | 0.01% |
1,239,907
+126,509
| +11% | +$2.41M |
|
1106
First Trust Utilities AlphaDEX Fund
FXU
$831M
| $24.4M | 0.01% |
822,102
-209,262
| -20% | -$6.07M |
|
1107
CALL
Canadian Solar
CSIQ
$1.05B
| $24.4M | 0.01% |
1,290,000
| – | – |
|
1108
Liberty All-Star Equity Fund
USA
$1.82B
| $24.3M | 0.01% |
3,798,785
-41,919
| -1% | -$265K |
|
1109
PUT
Lumen
LUMN
$6.65B
| $24.3M | 0.01% |
1,947,600
+711,500
| +58% | +$8.45M |
|
1110
PUT
Halliburton
HAL
$26.6B
| $24.3M | 0.01% |
1,289,400
+9,900
| +0.8% | +$205K |
|
1111
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
| $24.3M | 0.01% |
649,138
-44,775
| -6% | -$1.76M |
|
1112
PUT
Ralph Lauren
RL
$22.6B
| $24.2M | 0.01% |
+253,700
| New | +$25.1M |
|
|
AOD
1113
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
| $24.2M | 0.01% |
2,899,798
+30,866
| +1% | +$254K |
|
1114
Element Solutions
ESI
$9.18B
| $24.2M | 0.01% |
2,375,729
+53,252
| +2% | +$524K |
|
1115
Arch Capital
ACGL
$34.5B
| $24.2M | 0.01% |
575,927
+26,223
| +5% | +$1.03M |
|
1116
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.8B
| $24.1M | 0.01% |
657,239
+376,741
| +134% | +$13.8M |
|
1117
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
| $24.1M | 0.01% |
+400,000
| New | +$24.1M |
|
1118
Scotiabank
BNS
$108B
| $24.1M | 0.01% |
424,471
-12,638
| -3% | -$679K |
|
1119
Strategy Inc
MSTR
$34.7B
| $24M | 0.01% |
1,618,220
+3,250
| +0.2% | +$44.5K |
|
1120
Magna International
MGA
$18.2B
| $23.9M | 0.01% |
448,626
+111,423
| +33% | +$5.55M |
|
1121
CALL
AbbVie
ABBV
$433B
| $23.8M | 0.01% |
314,800
-70,200
| -18% | -$4.81M |
|
1122
Federal Realty Investment Trust
FRT
$10.7B
| $23.8M | 0.01% |
175,060
+42,289
| +32% | +$5.58M |
|
|
AWF
1123
AllianceBernstein Global High Income Fund
AWF
$874M
| $23.8M | 0.01% |
1,987,454
-92,892
| -4% | -$1.1M |
|
1124
Barings BDC
BBDC
$881M
| $23.8M | 0.01% |
2,340,553
+289,355
| +14% | +$2.87M |
|
1125
iShares US Industrials ETF
IYJ
$2B
| $23.7M | 0.01% |
298,256
-2,116
| -0.7% | -$167K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.