UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
| $19.9M | 0.01% |
258,227
+57,009
| +28% | +$4.34M |
|
1102
Idexx Laboratories
IDXX
$44.9B
| $19.8M | 0.01% |
127,631
-31,895
| -20% | -$5.04M |
|
1103
CALL
Occidental Petroleum
OXY
$55.7B
| $19.8M | 0.01% |
308,800
+206,800
| +203% | +$12.6M |
|
1104
Hershey
HSY
$37.3B
| $19.8M | 0.01% |
181,410
-6,045
| -3% | -$644K |
|
|
TFCFA
1105
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
| $19.8M | 0.01% |
750,539
-360,307
| -32% | -$9.92M |
|
1106
WisdomTree US LargeCap Dividend Fund
DLN
$6.21B
| $19.8M | 0.01% |
455,190
+20,486
| +5% | +$873K |
|
1107
CALL
Public Storage
PSA
$61.5B
| $19.8M | 0.01% |
+92,300
| New | +$19.1M |
|
1108
NovaGold Resources
NG
$2.54B
| $19.7M | 0.01% |
4,769,775
-298,095
| -6% | -$1.29M |
|
1109
iShares US Consumer Staples ETF
IYK
$1.44B
| $19.5M | 0.01% |
485,814
-101,343
| -17% | -$4.11M |
|
1110
iShares US Industrials ETF
IYJ
$1.95B
| $19.5M | 0.01% |
282,060
-30,352
| -10% | -$2.03M |
|
1111
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.24B
| $19.5M | 0.01% |
329,850
+52,331
| +19% | +$3.01M |
|
|
APLP
1112
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
| $19.5M | 0.01% |
1,366,101
-45,605
| -3% | -$641K |
|
|
ARR
1113
Armour Residential REIT
ARR
$2.32B
| $19.5M | 0.01% |
144,803
-37,037
| -20% | -$4.8M |
|
1114
First Trust Cloud Computing ETF
SKYY
$2.83B
| $19.4M | 0.01% |
462,519
+21,563
| +5% | +$881K |
|
1115
Pacer Trendpilot US Mid Cap ETF
PTMC
$388M
| $19.3M | 0.01% |
652,900
+95,939
| +17% | +$2.75M |
|
1116
New Mountain Finance
NMFC
$654M
| $19.3M | 0.01% |
1,354,159
-110,253
| -8% | -$1.57M |
|
1117
ICICI Bank
IBN
$107B
| $19.3M | 0.01% |
2,253,409
+878,271
| +64% | +$8.03M |
|
1118
Avery Dennison
AVY
$12.8B
| $19.3M | 0.01% |
196,059
-21,022
| -10% | -$1.98M |
|
1119
PUT
Regeneron Pharmaceuticals
REGN
$72.9B
| $19.2M | 0.01% |
43,000
-23,000
| -35% | -$10.9M |
|
1120
PUT
Valero Energy
VLO
$89.5B
| $19.1M | 0.01% |
248,800
-198,700
| -44% | -$13.7M |
|
1121
Cambria Foreign Shareholder Yield ETF
FYLD
$692M
| $19.1M | 0.01% |
749,640
+20,183
| +3% | +$502K |
|
|
POT
1122
DELISTED
Potash Corp Of Saskatchewan
POT
| $19M | 0.01% |
987,888
+31,630
| +3% | +$564K |
|
1123
Invesco Aerospace & Defense ETF
PPA
$8.07B
| $19M | 0.01% |
370,528
+3,210
| +0.9% | +$156K |
|
|
S
1124
PUT
DELISTED
Sprint Corporation
S
| $19M | 0.01% |
2,442,000
+500,000
| +26% | +$4.1M |
|
1125
Ally Financial
ALLY
$13.1B
| $19M | 0.01% |
782,267
+59,198
| +8% | +$1.32M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.