UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
Aecom
ACM
$9.22B
| $17.8M | 0.01% |
500,181
+86,897
| +21% | +$3.18M |
|
1102
Manulife Financial
MFC
$74B
| $17.7M | 0.01% |
997,411
-310,648
| -24% | -$5.72M |
|
|
RWT
1103
Redwood Trust
RWT
$585M
| $17.6M | 0.01% |
1,062,183
+268,238
| +34% | +$4.32M |
|
|
VISN
1104
Vistance Networks Inc
VISN
$2.64B
| $17.6M | 0.01% |
422,906
+46,724
| +12% | +$1.8M |
|
|
ANDV
1105
DELISTED
Andeavor
ANDV
| $17.6M | 0.01% |
217,573
+96,344
| +79% | +$8.07M |
|
1106
CALL
General Mills
GIS
$19.4B
| $17.6M | 0.01% |
+298,700
| New | +$18.3M |
|
1107
iShares MSCI Hong Kong ETF
EWH
$1.25B
| $17.6M | 0.01% |
791,718
+206,540
| +35% | +$4.41M |
|
1108
ProShares Short 20+ Year Treasury ETF
TBF
$87.3M
| $17.6M | 0.01% |
748,340
-15,785
| -2% | -$374K |
|
1109
State Street SPDR S&P Semiconductor ETF
XSD
$2.69B
| $17.5M | 0.01% |
290,751
+28,223
| +11% | +$1.67M |
|
1110
CALL
Valero Energy
VLO
$92.6B
| $17.5M | 0.01% |
264,600
+138,300
| +110% | +$9.26M |
|
1111
Carlyle Group
CG
$16.3B
| $17.5M | 0.01% |
1,097,943
-700,106
| -39% | -$11.5M |
|
1112
HDFC Bank
HDB
$124B
| $17.5M | 0.01% |
930,260
-532,084
| -36% | -$9.26M |
|
1113
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
| $17.4M | 0.01% |
319,400
-715,600
| -69% | -$38.5M |
|
1114
Bath & Body Works
BBWI
$4.02B
| $17.4M | 0.01% |
457,107
+243,653
| +114% | +$11M |
|
1115
Dick's Sporting Goods
DKS
$17.9B
| $17.4M | 0.01% |
357,143
-774,508
| -68% | -$39.2M |
|
1116
ICICI Bank
IBN
$109B
| $17.3M | 0.01% |
2,217,524
-1,787,041
| -45% | -$13.3M |
|
1117
Hasbro
HAS
$13.4B
| $17.3M | 0.01% |
173,576
+59,660
| +52% | +$5.52M |
|
1118
Itaú Unibanco
ITUB
$93B
| $17.3M | 0.01% |
2,955,553
+154,111
| +6% | +$914K |
|
1119
PUT
Broadcom
AVGO
$1.85T
| $17.3M | 0.01% |
+789,000
| New | +$16.2M |
|
1120
CALL
C.H. Robinson
CHRW
$17.3B
| $17.2M | 0.01% |
222,500
+201,400
| +955% | +$15.5M |
|
|
K
1121
CALL
DELISTED
Kellanova
K
| $17.2M | 0.01% |
252,086
+117,470
| +87% | +$8.11M |
|
1122
L3Harris
LHX
$50.7B
| $17.2M | 0.01% |
154,157
+14,606
| +10% | +$1.56M |
|
1123
PUT
Philip Morris
PM
$299B
| $17.1M | 0.01% |
151,700
+5,900
| +4% | +$609K |
|
1124
NRG Energy
NRG
$28.3B
| $17.1M | 0.01% |
915,377
+867,415
| +1,809% | +$14.4M |
|
|
S
1125
PUT
DELISTED
Sprint Corporation
S
| $17.1M | 0.01% |
1,972,000
-332,500
| -14% | -$2.91M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.