UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
Hershey
HSY
$35.5B
| $17.8M | 0.01% |
172,099
-4,276
| -2% | -$422K |
|
1102
PUT
Berkshire Hathaway Class B
BRK.B
$1.1T
| $17.8M | 0.01% |
109,200
-50,100
| -31% | -$7.71M |
|
1103
BlackRock Taxable Municipal Bond Trust
BBN
$978M
| $17.7M | 0.01% |
820,548
+23,134
| +3% | +$513K |
|
1104
Columbia Emerging Markets Consumer ETF
ECON
$328M
| $17.7M | 0.01% |
799,973
+41,009
| +5% | +$954K |
|
|
KEYW
1105
CALL
DELISTED
The KEYW Holding Corporation
KEYW
| $17.7M | 0.01% |
1,500,000
| – | – |
|
|
CBI
1106
DELISTED
Chicago Bridge & Iron Nv
CBI
| $17.7M | 0.01% |
556,640
-4,199
| -0.7% | -$131K |
|
1107
CALL
Carnival Corporation Ltd
CCL
$38.1B
| $17.7M | 0.01% |
339,200
+123,900
| +58% | +$6.2M |
|
1108
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $17.7M | 0.01% |
359,163
+139,540
| +64% | +$6.9M |
|
1109
PUT
General Dynamics
GD
$104B
| $17.6M | 0.01% |
+102,200
| New | +$16.7M |
|
1110
CALL
PepsiCo
PEP
$190B
| $17.6M | 0.01% |
168,500
+77,400
| +85% | +$8.1M |
|
1111
CALL
Target
TGT
$65.6B
| $17.6M | 0.01% |
+244,000
| New | +$17.7M |
|
1112
PUT
Union Pacific
UNP
$174B
| $17.6M | 0.01% |
169,900
-154,700
| -48% | -$15.2M |
|
1113
WisdomTree US LargeCap Dividend Fund
DLN
$6.26B
| $17.6M | 0.01% |
440,298
+1,022
| +0.2% | +$39.6K |
|
|
ARDC
1114
Are Dynamic Credit Allocation Fund
ARDC
$297M
| $17.6M | 0.01% |
1,165,531
-41,315
| -3% | -$608K |
|
1115
CALL
Argan
AGX
$8B
| $17.6M | 0.01% |
249,000
| – | – |
|
|
ISD
1116
PGIM High Yield Bond Fund
ISD
$415M
| $17.5M | 0.01% |
1,128,986
+111,978
| +11% | +$1.72M |
|
1117
PVH
PVH
$4B
| $17.5M | 0.01% |
193,640
+13,454
| +7% | +$1.42M |
|
1118
CALL
Gilead Sciences
GILD
$162B
| $17.5M | 0.01% |
243,929
+213,068
| +690% | +$15.8M |
|
1119
PUT
RTX Corp
RTX
$290B
| $17.5M | 0.01% |
253,128
+1,589
| +0.6% | +$105K |
|
1120
Sunoco
SUN
$14.4B
| $17.4M | 0.01% |
647,173
-87,856
| -12% | -$2.29M |
|
|
POT
1121
DELISTED
Potash Corp Of Saskatchewan
POT
| $17.3M | 0.01% |
957,452
-328,328
| -26% | -$5.69M |
|
|
EAD
1122
Allspring Income Opportunities Fund
EAD
$372M
| $17.3M | 0.01% |
2,040,800
+137,143
| +7% | +$1.12M |
|
1123
Teck Resources
TECK
$29.6B
| $17.3M | 0.01% |
862,106
-127,528
| -13% | -$2.76M |
|
1124
ServiceNow
NOW
$115B
| $17.3M | 0.01% |
1,160,970
-271,075
| -19% | -$4.37M |
|
1125
Regions Financial
RF
$26.4B
| $17.1M | 0.01% |
1,193,990
-27,776
| -2% | -$343K |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.