UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1076
PUT
Deutsche Bank
DB
$71.5B
| $35.2M | 0.01% |
2,772,900
+465,500
| +20% | +$5.84M |
|
1077
Canadian National Railway
CNI
$77.1B
| $35.2M | 0.01% |
304,277
-2,907
| -0.9% | -$321K |
|
1078
NetApp
NTAP
$36.6B
| $35.2M | 0.01% |
391,783
+31,520
| +9% | +$2.66M |
|
|
STOR
1079
DELISTED
STORE Capital Corporation
STOR
| $35.1M | 0.01% |
1,096,787
+213,470
| +24% | +$7.56M |
|
1080
Bumble
BMBL
$397M
| $35.1M | 0.01% |
701,880
+683,808
| +3,784% | +$35.6M |
|
1081
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
| $35M | 0.01% |
957,053
-44,108
| -4% | -$1.62M |
|
|
DSL
1082
DoubleLine Income Solutions Fund
DSL
$1.22B
| $34.9M | 0.01% |
1,966,519
-22,587
| -1% | -$405K |
|
1083
Cboe Global Markets
CBOE
$29.7B
| $34.9M | 0.01% |
281,669
-35,925
| -11% | -$4.39M |
|
|
MGLN
1084
DELISTED
Magellan Health Services, Inc.
MGLN
| $34.9M | 0.01% |
368,658
+368,332
| +112,985% | +$34.8M |
|
1085
PUT
VanEck Oil Services ETF
OIH
$1.91B
| $34.8M | 0.01% |
176,677
-89,002
| -33% | -$16.9M |
|
1086
Canadian Pacific Kansas City
CP
$80.4B
| $34.7M | 0.01% |
533,225
-93,256
| -15% | -$6.65M |
|
1087
iShares US Industrials ETF
IYJ
$2.04B
| $34.7M | 0.01% |
323,432
-19,306
| -6% | -$2.17M |
|
1088
Cloudflare
NET
$104B
| $34.5M | 0.01% |
306,605
+94,135
| +44% | +$11.2M |
|
1089
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
| $34.5M | 0.01% |
1,265,994
-5,219
| -0.4% | -$142K |
|
1090
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.09B
| $34.5M | 0.01% |
1,010,127
+118,273
| +13% | +$4.19M |
|
1091
Nokia
NOK
$53.5B
| $34.5M | 0.01% |
6,323,695
-5,941,791
| -48% | -$34.5M |
|
|
MRO
1092
DELISTED
Marathon Oil Corporation
MRO
| $34.4M | 0.01% |
2,519,204
+501,668
| +25% | +$6.05M |
|
1093
First Trust Water ETF
FIW
$1.94B
| $34.3M | 0.01% |
402,771
+42,287
| +12% | +$3.71M |
|
|
SBNY
1094
DELISTED
Signature Bank
SBNY
| $34.2M | 0.01% |
125,567
-14,867
| -11% | -$3.73M |
|
|
UFOX
1095
Defiance Space and Connective Tech ETF
UFOX
$888M
| $34.2M | 0.01% |
941,035
-117,866
| -11% | -$4.46M |
|
1096
WisdomTree US SmallCap Earnings Fund
EES
$733M
| $34.1M | 0.01% |
705,935
+46,459
| +7% | +$2.25M |
|
1097
Tandem Diabetes Care
TNDM
$1.34B
| $34M | 0.01% |
285,060
+12,434
| +5% | +$1.37M |
|
1098
PUT
State Street SPDR S&P Bank ETF
KBE
$1.68B
| $34M | 0.01% |
643,000
+100,000
| +18% | +$5.08M |
|
|
VPU
1099
Vanguard Utilities ETF
VPU
$8.35B
| $34M | 0.01% |
244,502
+16,346
| +7% | +$2.39M |
|
1100
Pentair
PNR
$11B
| $33.8M | 0.01% |
465,464
+10,125
| +2% | +$755K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.