UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1076
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
| $23.3M | 0.01% |
1,522,844
-20,108
| -1% | -$309K |
|
1077
CALL
American Express
AXP
$230B
| $23.2M | 0.01% |
231,500
+17,400
| +8% | +$1.71M |
|
1078
PUT
Ferrari
RACE
$72.5B
| $23.2M | 0.01% |
126,000
| – | – |
|
|
CXO
1079
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
| $23.2M | 0.01% |
525,300
| – | – |
|
1080
BCE
BCE
$21.2B
| $23.2M | 0.01% |
558,597
-12,547
| -2% | -$531K |
|
|
1081
CALL
iQIYI
IQ
$1.28B
| $23.1M | 0.01% |
1,025,100
+775,000
| +310% | +$17M |
|
1082
CALL
Chevron
CVX
$366B
| $23.1M | 0.01% |
320,600
+208,600
| +186% | +$17.5M |
|
1083
PUT
Mondelez International
MDLZ
$79.9B
| $23.1M | 0.01% |
401,600
-64,900
| -14% | -$3.61M |
|
|
XENT
1084
DELISTED
Intersect ENT, Inc
XENT
| $23.1M | 0.01% |
1,413,617
-777,994
| -35% | -$14.1M |
|
1085
iShares US Industrials ETF
IYJ
$2.02B
| $23M | 0.01% |
275,754
+22,662
| +9% | +$1.84M |
|
1086
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
| $23M | 0.01% |
597,275
+72,264
| +14% | +$2.79M |
|
1087
Qiagen
QGEN
$8.72B
| $23M | 0.01% |
414,652
-2,167,001
| -84% | -$112M |
|
1088
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
| $23M | 0.01% |
876,436
-190,819
| -18% | -$4.99M |
|
|
FIT
1089
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $23M | 0.01% |
3,299,371
+992,107
| +43% | +$6.44M |
|
1090
CALL
Newmont
NEM
$119B
| $23M | 0.01% |
361,800
-642,700
| -64% | -$41.9M |
|
1091
PUT
Walmart Inc
WMT
$890B
| $22.9M | 0.01% |
491,100
-44,400
| -8% | -$1.97M |
|
|
WMGI
1092
DELISTED
Wright Medical Group Inc
WMGI
| $22.9M | 0.01% |
749,424
-705,156
| -48% | -$21.3M |
|
1093
iShares US Financial Services ETF
IYG
$2.2B
| $22.8M | 0.01% |
560,787
+152,514
| +37% | +$6.29M |
|
1094
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.49B
| $22.8M | 0.01% |
260,928
+23,699
| +10% | +$2.1M |
|
1095
Western Digital
WDC
$150B
| $22.8M | 0.01% |
824,507
+199,203
| +32% | +$5.92M |
|
1096
iShares US Healthcare Providers ETF
IHF
$1.27B
| $22.8M | 0.01% |
564,125
+53,715
| +11% | +$2.17M |
|
1097
Caesars Entertainment
CZR
$6.14B
| $22.8M | 0.01% |
406,031
+372,290
| +1,103% | +$16.4M |
|
1098
Invesco Water Resources ETF
PHO
$2.09B
| $22.7M | 0.01% |
571,618
-5,998
| -1% | -$235K |
|
1099
Group 1 Automotive
GPI
$3.18B
| $22.7M | 0.01% |
256,271
-20,675
| -7% | -$1.76M |
|
|
MPT
1100
Medical Properties Trust
MPT
$2.81B
| $22.6M | 0.01% |
1,279,648
+507,869
| +66% | +$9.45M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.