UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1076
Credicorp
BAP
$31.4B
| $25.5M | 0.01% |
123,737
+10,003
| +9% | +$2.17M |
|
1077
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.75B
| $25.5M | 0.01% |
390,604
+34,360
| +10% | +$2.23M |
|
1078
iShares MSCI United Kingdom ETF
EWU
$4.13B
| $25.5M | 0.01% |
810,792
-240,384
| -23% | -$7.49M |
|
1079
KKR & Co
KKR
$95.7B
| $25.4M | 0.01% |
945,964
-14,522
| -2% | -$383K |
|
1080
Old Republic International
ORI
$10.5B
| $25.4M | 0.01% |
1,075,812
-805,047
| -43% | -$18.4M |
|
1081
iShares Europe ETF
IEV
$1.67B
| $25.3M | 0.01% |
585,390
-18,101
| -3% | -$777K |
|
|
TIF
1082
PUT
DELISTED
Tiffany & Co.
TIF
| $25.3M | 0.01% |
273,400
+40,000
| +17% | +$3.61M |
|
1083
Sun Life Financial
SLF
$45.7B
| $25.3M | 0.01% |
565,106
+89,095
| +19% | +$3.72M |
|
1084
Best Buy
BBY
$18B
| $25.3M | 0.01% |
366,556
+204,353
| +126% | +$14.3M |
|
|
RWT
1085
Redwood Trust
RWT
$580M
| $25.2M | 0.01% |
1,535,684
+41,622
| +3% | +$696K |
|
1086
MarketAxess Holdings
MKTX
$5.71B
| $25.1M | 0.01% |
76,701
+9,295
| +14% | +$3.33M |
|
1087
PUT
Arista Networks
ANET
$233B
| $25.1M | 0.01% |
1,680,000
+160,000
| +11% | +$2.48M |
|
|
SPR
1088
DELISTED
Spirit AeroSystems
SPR
| $25.1M | 0.01% |
305,053
+48,125
| +19% | +$3.77M |
|
1089
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
| $25.1M | 0.01% |
1,734,217
-92,882
| -5% | -$1.38M |
|
1090
PUT
Wayfair
W
$11.8B
| $25M | 0.01% |
223,300
+82,100
| +58% | +$10.5M |
|
1091
CF Industries
CF
$18.2B
| $25M | 0.01% |
508,599
+299,523
| +143% | +$14.5M |
|
1092
CALL
Bristol-Myers Squibb
BMY
$134B
| $25M | 0.01% |
493,400
-63,700
| -11% | -$2.99M |
|
1093
J.M. Smucker
SJM
$12.6B
| $25M | 0.01% |
227,229
-53,652
| -19% | -$5.98M |
|
1094
PIMCO Dynamic Income Fund
PDI
$7.35B
| $25M | 0.01% |
768,222
+3,467
| +0.5% | +$110K |
|
1095
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
| $25M | 0.01% |
321,900
+21,900
| +7% | +$1.68M |
|
1096
BlackRock Corporate High Yield Fund
HYT
$1.36B
| $24.9M | 0.01% |
2,319,757
-28,143
| -1% | -$299K |
|
1097
FirstEnergy
FE
$28B
| $24.9M | 0.01% |
516,527
+105,212
| +26% | +$4.76M |
|
1098
NVR
NVR
$16.6B
| $24.9M | 0.01% |
6,689
+543
| +9% | +$1.91M |
|
1099
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.4B
| $24.8M | 0.01% |
774,667
+37,538
| +5% | +$1.18M |
|
1100
PUT
PepsiCo
PEP
$191B
| $24.7M | 0.01% |
180,000
+170,000
| +1,700% | +$22.6M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.