UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MRO
1076
DELISTED
Marathon Oil Corporation
MRO
| $24M | 0.01% |
1,416,722
+391,362
| +38% | +$5.81M |
|
|
PPL
1077
PPL Corp
PPL
$26.9B
| $24M | 0.01% |
774,553
-181,605
| -19% | -$6.52M |
|
1078
Incyte
INCY
$25.8B
| $23.9M | 0.01% |
251,933
-27,778
| -10% | -$2.9M |
|
1079
First Trust Rising Dividend Achievers ETF
RDVY
$24.4B
| $23.8M | 0.01% |
798,149
+482,173
| +153% | +$13.9M |
|
|
GG
1080
DELISTED
Goldcorp Inc
GG
| $23.6M | 0.01% |
1,847,988
-187,029
| -9% | -$2.42M |
|
1081
PUT
FedEx
FDX
$73B
| $23.6M | 0.01% |
94,500
-21,500
| -19% | -$4.92M |
|
1082
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $23.6M | 0.01% |
449,584
+60,930
| +16% | +$3.21M |
|
1083
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
| $23.6M | 0.01% |
367,712
+107,893
| +42% | +$6.87M |
|
|
MLNX
1084
DELISTED
Mellanox Technologies, Ltd.
MLNX
| $23.6M | 0.01% |
364,026
+357,879
| +5,822% | +$18.9M |
|
|
TFCFA
1085
CALL
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
| $23.5M | 0.01% |
680,700
+617,500
| +977% | +$18.4M |
|
1086
CALL
Pfizer
PFE
$143B
| $23.5M | 0.01% |
683,414
+346,450
| +103% | +$11.8M |
|
1087
Westlake Chemical Partners
WLKP
$772M
| $23.4M | 0.01% |
939,486
+122,817
| +15% | +$2.78M |
|
1088
Bunge Global
BG
$20.9B
| $23.3M | 0.01% |
347,949
+133,796
| +62% | +$9.09M |
|
1089
Church & Dwight Co
CHD
$23.7B
| $23.3M | 0.01% |
465,030
+200,961
| +76% | +$9.42M |
|
|
SPLK
1090
DELISTED
Splunk Inc
SPLK
| $23.3M | 0.01% |
281,200
+1,245
| +0.4% | +$91.3K |
|
1091
PUT
Johnson & Johnson
JNJ
$640B
| $23.3M | 0.01% |
166,700
-10,600
| -6% | -$1.48M |
|
1092
SLR Investment Corp
SLRC
$704M
| $23.3M | 0.01% |
1,150,593
-406,451
| -26% | -$8.65M |
|
|
IBDL
1093
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
| $23.2M | 0.01% |
918,357
+233,624
| +34% | +$5.94M |
|
1094
iShares MSCI Canada ETF
EWC
$6.12B
| $23.2M | 0.01% |
782,943
+2,336
| +0.3% | +$68K |
|
1095
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.31B
| $23.2M | 0.01% |
1,621,970
+22,060
| +1% | +$313K |
|
1096
Banco Santander
SAN
$191B
| $23.1M | 0.01% |
3,683,709
+105,107
| +3% | +$664K |
|
1097
Baker Hughes
BKR
$58.3B
| $23M | 0.01% |
728,115
+114,638
| +19% | +$3.68M |
|
1098
iShares ESG Aware MSCI EM ETF
ESGE
$6.27B
| $23M | 0.01% |
623,262
+92,512
| +17% | +$3.33M |
|
1099
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
| $23M | 0.01% |
+92,900
| New | +$22M |
|
1100
CALL
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
| $23M | 0.01% |
518,700
+467,700
| +917% | +$19.6M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.