UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1076
Goldman Sachs BDC
GSBD
$997M
| $20.9M | 0.01% |
916,544
+39,480
| +5% | +$880K |
|
1077
Thomson Reuters
TRI
$46.4B
| $20.9M | 0.01% |
392,245
+6,858
| +2% | +$366K |
|
1078
Omnicom Group
OMC
$23.5B
| $20.9M | 0.01% |
281,589
+19,436
| +7% | +$1.5M |
|
|
IBDK
1079
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
| $20.8M | 0.01% |
831,675
-34,094
| -4% | -$853K |
|
1080
Main Street Capital
MAIN
$5.05B
| $20.8M | 0.01% |
522,129
-96,066
| -16% | -$3.77M |
|
1081
PIMCO Dynamic Income Fund
PDI
$7.35B
| $20.7M | 0.01% |
671,752
+25,554
| +4% | +$773K |
|
1082
Markel Group
MKL
$25.2B
| $20.7M | 0.01% |
19,385
+4,061
| +27% | +$4.2M |
|
1083
CALL
Suncor Energy
SU
$77.7B
| $20.7M | 0.01% |
+590,800
| New | +$18.9M |
|
1084
Suburban Propane Partners
SPH
$1.21B
| $20.7M | 0.01% |
792,208
+375,900
| +90% | +$9.18M |
|
1085
CALL
Altria Group
MO
$125B
| $20.6M | 0.01% |
324,800
+43,600
| +16% | +$2.91M |
|
|
ISD
1086
PGIM High Yield Bond Fund
ISD
$414M
| $20.5M | 0.01% |
1,345,554
+33,645
| +3% | +$512K |
|
|
SAFE
1087
DELISTED
Safehold Inc.
SAFE
| $20.5M | 0.01% |
1,100,806
+413,916
| +60% | +$7.96M |
|
1088
Invesco BuyBack Achievers ETF
PKW
$1.72B
| $20.5M | 0.01% |
367,989
-41,294
| -10% | -$2.24M |
|
1089
PUT
Western Digital
WDC
$159B
| $20.4M | 0.01% |
312,096
-43,791
| -12% | -$2.91M |
|
|
PBCT
1090
DELISTED
People's United Financial Inc
PBCT
| $20.4M | 0.01% |
1,123,587
+158,624
| +16% | +$2.74M |
|
1091
PUT
UnitedHealth
UNH
$382B
| $20.2M | 0.01% |
102,900
+43,000
| +72% | +$8.31M |
|
1092
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $20.2M | 0.01% |
388,654
+40,685
| +12% | +$2.15M |
|
1093
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$694M
| $20.1M | 0.01% |
741,413
+175,221
| +31% | +$4.62M |
|
1094
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.78B
| $20M | 0.01% |
251,155
+39,693
| +19% | +$2.97M |
|
1095
Take-Two Interactive
TTWO
$46.1B
| $20M | 0.01% |
195,673
+110,450
| +130% | +$9.89M |
|
1096
Canadian Imperial Bank of Commerce
CM
$106B
| $20M | 0.01% |
457,004
+26,326
| +6% | +$1.13M |
|
1097
iShares US Regional Banks ETF
IAT
$673M
| $20M | 0.01% |
422,605
-61,078
| -13% | -$2.76M |
|
|
AWF
1098
AllianceBernstein Global High Income Fund
AWF
$869M
| $19.9M | 0.01% |
1,525,845
+12,198
| +0.8% | +$158K |
|
1099
Macy's
M
$6.51B
| $19.9M | 0.01% |
912,304
-129,070
| -12% | -$2.84M |
|
1100
Opko Health
OPK
$1.02B
| $19.9M | 0.01% |
2,901,562
+1,672,275
| +136% | +$10.5M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.